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Results: 11-20 of 377

Plaintiffs sufficiently alleged pattern of racketeering activity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 2 2007

The Fifth Circuit held that plaintiffs’ allegations brought under the Racketeer Influenced And Corrupt Organizations statute (RICO) sufficiently pleaded a pattern of racketeering activity

FinCEN issues advisory on jurisdictions with AMLCFT deficiencies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 6 2013

The Financial Crimes Enforcement Network (FinCEN) on December 4 issued an advisory to financial institutions based on the Financial Action Task

Supreme Court confirms Court of Appeal ruling on FSA enforcement capabilities

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • August 6 2010

On July 28, the UK Supreme Court upheld the English Court of Appeal's judgment that the power of the UK Financial Services Authority (FSA) to prosecute criminal offenses was not limited to the offenses specified in sections 401 and 402 of the Financial Services and Markets Act 2000

FSA fines and bans manager for mismarking trading positions to hide losses

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • May 1 2009

On April 29, the UK Financial Services Authority (FSA) published the Final Notice issued to Mr. Loic Montserret, a former manager with BlueCrest Capital Management Limited (BlueCrest

Arthrocare to pay $30 million fine to settle DOJ probe

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 10 2014

On January 7, Texas-based surgical instrument maker ArthroCare Corp. entered into a deferred prosecution agreement (DPA) to resolve a six-year-long

Complaint dismissed for failure to plead securities fraud with particularity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 28 2007

A Texas district court dismissed a securities fraud class action for failure to meet the pleading requirements of the Private Securities Litigation Reform Act

Securities fraud claims asserted by foreign purchasers dismissed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 3 2007

Plaintiffs sought to certify a class of purchasers of securities of an Italian company who asserted claims under the Securities Exchange Act after the company collapsed following the discovery of massive fraud

Obama administration establishes federal task force to combat financial fraud

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 18 2009

Attorney General Eric Holder announced this week the creation of an interagency Financial Fraud Enforcement Task Force that will investigate and prosecute various alleged economic crimes that played a role in bringing about the current financial crisis

District court sustains whistleblower wrongful termination claim

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 21 2012

Plaintiff Benjamin Ashmore brought a claim alleging that defendants CGI Group Inc. (CGI) and CGI Federal Inc. (CGI Federal) violated Section 806 of the Sarbanes-Oxley Act, otherwise known as the whistleblower provision

Federal court dismisses RICO claim

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 16 2007

The District Court for the Southern District of New York dismissed a RICO conspiracy claim against defendants because plaintiff failed to allege an agreement to commit the predicate acts in furtherance of a RICO violation, which the Court stated was “the most basic element of a RICO conspiracy claim.”