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SEC brings proceedings against PRC based affiliates of audit firms

Dorsey & Whitney LLP
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China, USA
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December 3 2012

The SEC instituted administrative proceedings against the affiliates of five major accounting firms based in the Peoples Republic of China, or the PRC, which bodes ill for companies based there to have continued access the U.S. capital markets

Anti-corruption digest

Dorsey & Whitney LLP
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Bangladesh, Bulgaria, China, Georgia, Greece, India, South Korea, United Kingdom, USA
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October 22 2012

Last month Tyco International Ltd. agreed to pay $26.8 million to resolve U.S. charges that it paid bribes to officials of foreign governments and misreported such payments, in violation of the FCPA

Part V: the SEC and Chinese issuers: transparency and accountability

Dorsey & Whitney LLP
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China, USA
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August 6 2012

This is the fifth and concluding segment of a series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

The SEC and Chinese issuers: transparency and accountability

Dorsey & Whitney LLP
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China, USA
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August 1 2012

This is the first segment of a five part series examining issues arising in SEC Enforcement Actions relating to issuers from the PRC whose shares are traded in the U.S

Dun and Bradstreet Corp.

Dorsey & Whitney LLP
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China, USA
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April 16 2012

Financial information provider Dun and Bradstreet has announced that is has temporarily suspended operations at a Chinese subsidiary, Shanghai Roadway D&B Marketing Services Co

Watts Water Technologies, Inc

Dorsey & Whitney LLP
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China, USA
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October 20 2011

Adm. Proc. File No. 3-14585 (Oct 13, 2011) is an action against the company and Lessen Chang

Parametric technology corp.

Dorsey & Whitney LLP
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China, USA
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September 27 2011

In an SEC filing, Massachusetts-based software company Parametric Technology Corp. disclosed that it has notifed the Department of Justice (DOJ) and the SEC that it is conducting an internal investigation into possible FCPA violations by its business partners in China

Search results

SEC brings proceedings against PRC based affiliates of audit firms

Anti-corruption digest

Part V: the SEC and Chinese issuers: transparency and accountability

The SEC and Chinese issuers: transparency and accountability

Dun and Bradstreet Corp.

Watts Water Technologies, Inc

Parametric technology corp.

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