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Anti-corruption update - May 2013

Dorsey & Whitney LLP
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Croatia, India, Kazakhstan, Netherlands, Spain, Sweden, United Kingdom, USA
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May 17 2013

Total SA, the French oil and gas giant, announced in its third quarter earnings release that it has set aside 308 million Euros ($398 million) to pay

SEC officer director bars: by what standard?

Dorsey & Whitney LLP
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USA
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May 16 2013

Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit's ruling in SEC v. Bankosky

The Dell insider trading cases

Dorsey & Whitney LLP
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USA
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May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

FCPA compliance: increasing efforts but miles to go

Dorsey & Whitney LLP
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USA
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May 12 2013

DOJ and SEC enforcement officials have made it clear in recent years that anticorruption and FCPA enforcement is a key priority. More cases have been

This week in securities litigation (week ending May 10, 2013)

Dorsey & Whitney LLP
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USA
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May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

The proposed SEC budget: up 26 to $1.67 billion

Dorsey & Whitney LLP
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USA
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May 8 2013

The SEC is seeking a 26 increase in its budget for the next fiscal year, to $1.674 billion. The increase will permit the agency to add 676 new staff

SEC, USAO file kickback charges based on Argentinean bond scheme

Dorsey & Whitney LLP
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USA
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May 7 2013

Fraud charges centered on a kickback scheme that generated more over $60 million trading Venezuelan bonds which was executed by employees of a New

The SEC charges City of Harrisburg with fraud

Dorsey & Whitney LLP
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USA
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May 6 2013

For the first time the SEC charged a municipality for making false and misleading statements outside of its securities disclosure documents. The

The “no knowledge” defense in a criminal securities fraud case

Dorsey & Whitney LLP
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USA
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May 1 2013

Can a defendant plead guilty to criminal securities fraud, get a presentence report with a sentencing guideline recommendation of 121-151 months and

SEC charges city and its underwriter with fraud

Dorsey & Whitney LLP
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USA
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April 30 2013

The City of Victorville California, Assistant City Manager Keith Metzler, deal underwriter and broker Newcomb & Dedios or KND and its principle

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Search results

Anti-corruption update - May 2013

SEC officer director bars: by what standard?

The Dell insider trading cases

FCPA compliance: increasing efforts but miles to go

This week in securities litigation (week ending May 10, 2013)

The proposed SEC budget: up 26 to $1.67 billion

SEC, USAO file kickback charges based on Argentinean bond scheme

The SEC charges City of Harrisburg with fraud

The “no knowledge” defense in a criminal securities fraud case

SEC charges city and its underwriter with fraud

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