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IOSCO consults on regulation of retail structured products

William Fry
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Global
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May 17 2013

IOSCO has published a Consultation Report on the regulation of retail structured products. Analyses market trends in the retail structured product

SEC discusses estimated value at Structured Products conference

Morrison & Foerster LLP
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USA
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May 15 2013

On May 2, 2013, Amy Starr, Chief of the SEC's Office of Capital Markets Trends, spoke by teleconference at Structured Products magazine's Americas

Due diligence procedures for structured note distributors

Morrison & Foerster LLP
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USA
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May 15 2013

Sections 11 and 12 are the main liability provisions under the Securities Act of 1933, as amended (the "Securities Act"). Section 11 covers

Financial industry developments

Orrick Herrington & Sutcliffe LLP
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USA
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May 6 2013

On April 30, the FHFA issued its progress report on the steps being taken to establish a common securitization infrastructure for MBS. The FHFA is

FHFA updates securitization platform, contractual and disclosure framework progress

BuckleySandler LLP
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USA
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May 6 2013

On April 30, the FHFA published a progress report on the current design principles and functions on the common securitization platform for

IOSCO reports to G20 on CRA transparency and competition

Dentons
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Global
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May 3 2013

IOSCO has responded to G20's request for a report on transparency and competition among credit rating agencies (CRAs). IOSCO says it is currently

MBIA suit against Bank of America may proceed

Kelley Drye & Warren LLP
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USA
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May 3 2013

We have been following the MBIA lawsuit against Bank of America (see here and here). In the latest development, Justice Eileen Bransten of New York

Comparison table of Luxembourg investment vehicles

Chevalier & Sciales
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Luxembourg
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April 24 2013

The purpose of this investment memorandum is to provide an overview of the investment vehicles (i.e. regulated, lightly regulated and unregulated

TRACE reporting amendments

Winston & Strawn LLP
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USA
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April 22 2013

On April 16th, the Financial Industry Regulatory Authority announced that the SEC has approved amendments to FINRA Rule 6730(d)(2) to require firms

What matters: A review of 2011 and 2012

Kramer Levin Naftalis & Frankel LLP
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USA
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April 1 2013

As you know, the last two years have seen a somewhat improved, but by no means robust, business climate. At the same time, structural shifts in the

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Search results

IOSCO consults on regulation of retail structured products

SEC discusses estimated value at Structured Products conference

Due diligence procedures for structured note distributors

Financial industry developments

FHFA updates securitization platform, contractual and disclosure framework progress

IOSCO reports to G20 on CRA transparency and competition

MBIA suit against Bank of America may proceed

Comparison table of Luxembourg investment vehicles

TRACE reporting amendments

What matters: A review of 2011 and 2012

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