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FSA publishes quarterly consultation
- Dentons
- -
- United Kingdom
- -
- March 9 2012
FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list
FSCP responds on structured products
- Dentons
- -
- United Kingdom
- -
- February 10 2012
FSCP has responded to FSA’s guidance consultation on retail product development and governance for structured products
FSA fines Credit Suisse £5.95 million for systems and controls failings
- Dentons
- -
- United Kingdom
- -
- October 28 2011
FSA has fined Credit Suisse (UK) Limited £5.95 million for systems and controls failings breaching Principle 3 in relation to sales by its private bank of structured capital-at-risk products (SCARPs
