We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-3 of 3

FSA publishes quarterly consultation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 9 2012

FSA's latest quarterly consultation seeks views on: changes to the Training and Competence Sourcebook (TC) to add a new qualification to the list

FSCP responds on structured products

  • Dentons
  • -
  • United Kingdom
  • -
  • February 10 2012

FSCP has responded to FSA’s guidance consultation on retail product development and governance for structured products

FSA fines Credit Suisse £5.95 million for systems and controls failings

  • Dentons
  • -
  • United Kingdom
  • -
  • October 28 2011

FSA has fined Credit Suisse (UK) Limited £5.95 million for systems and controls failings breaching Principle 3 in relation to sales by its private bank of structured capital-at-risk products (SCARPs