We use cookies to customise content for your subscription and for analytics. If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
The Joint Associations Committee (JAC) on retail products of AFME, ICMA, FOA and ISDA has responded to the Commission's papers on PRIPs, the MiFID Review and the Insurance Mediation Directive (IMD) Review
FSA has fined the investment advisory arm of a law firm and one of its partners for failure to give suitable advice in respect of Lehman-backed structured products and for not having in place adequate compliance monitoring procedures
