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SEC re-proposes transaction and registrant shelf eligibility requirements for asset-backed securities and requests comment on other outstanding rule proposals
- Alston & Bird LLP
- -
- USA
- -
- August 4 2011
On July 26, 2011, the U.S. Securities and Exchange Commission (the “Commission”) re-proposed for public comment rules that seek to enhance the disclosure, reporting and shelf eligibility requirements for issuers of asset-backed securities (ABS
SEC proposes rules regarding third-party due diligence reports and certifications for asset-backed securities
- Alston & Bird LLP
- -
- USA
- -
- June 1 2011
As part of its continuing efforts to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), on May 18, 2011, the U.S. Securities and Exchange Commission (the “Commission”) unanimously approved for public comment proposed rules that would require nationally recognized statistical rating organizations (NRSROs), issuers and underwriters to make public the findings and conclusions of any due diligence reports prepared by a third-party service provider in an asset-backed securities transaction
SEC adopts first rules required by Dodd-Frank
- Alston & Bird LLP
- -
- USA
- -
- January 24 2011
On Thursday January 20, 2011, the Securities and Exchange Commission (SEC) approved a set of final rules required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) for asset-backed securities (ABS
Federal Reserve issues report to Congress on risk retention required by Dodd-Frank
- Alston & Bird LLP
- -
- USA
- -
- October 20 2010
Yesterday, the Federal Reserve issued a report outlining the "potential impact of credit risk retention requirements on securitization markets
SEC proposes securitization rules under Dodd-Frank Act
- Alston & Bird LLP
- -
- USA
- -
- October 14 2010
Yesterday, the Securities and Exchange Commission (SEC) held an open meeting during which it approved several rule proposals to implement Section 945 and a portion of Section 932 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act
SEC proposes rules relating to enhanced disclosure of representations and warranties in ABS transaction documents
- Alston & Bird LLP
- -
- USA
- -
- October 6 2010
Yesterday, pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), the U.S. Securities and Exchange Commission (SEC) proposed rules that would require additional disclosures regarding the use of representations and warranties in transaction documents for asset-backed securities (ABS) offerings
FDIC closes pilot securitization of performing single-family mortgages
- Alston & Bird LLP
- -
- USA
- -
- July 30 2010
Today, the FDIC announced the closing of a $471.3 million securitization of performing single-family mortgages from 16 failed banks
FINRA fines Deutsche Bank Securities $7.5 million for negligent misrepresentation and other violations in connection with subprime mortgage issuances
- Alston & Bird LLP
- -
- USA
- -
- July 23 2010
Yesterday, the Financial Industry Regulatory Authority (FINRA) announced that it has fined Deutsche Bank Securities Inc. (Deutsche Bank) $7.5 million for negligently misrepresenting and underreporting delinquency data in connection with the issuance of subprime securities, failing to correct errors by third-party vendor and servicers, and failing to establish proper systems and controls to supervise its “reporting of required historical delinquency information.”
SEC proposes to overhaul regulation of asset-backed securities
- Alston & Bird LLP
- -
- USA
- -
- April 9 2010
In an open meeting on April 7, 2010, the Securities and Exchange Commission (SEC) unanimously approved for public comment proposed rules that seek substantially to modify the regulatory framework in place for asset-backed securities (ABS
SEC proposes rules overhauling Regulation AB
- Alston & Bird LLP
- -
- USA
- -
- April 8 2010
In an open meeting held yesterday, the Securities and Exchange Commission (SEC) unanimously approved and released for public comment proposed rules that seek to substantially enhance the regulatory framework in place for asset-backed securities (ABS) through significant revisions to the present offering, disclosure and reporting requirements
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