Search results

Order by most recent / most popular / relevance

Results: 1-10 of 353

Financial services legislative & regulatory issues update June 10

Mintz Levin Cohn Ferris Glovsky and Popeo PC
-
USA
-
June 10 2013

And the beat goes on Another week with the White House dealing with another issue, this time news that the national security apparatus is

President Obama nominates two Senate staff members as SEC Commissioners

BuckleySandler LLP
-
USA
-
June 3 2013

On May 23, President Obama nominated Michael Piwowar and Kara Stein to be members of the Securities and Exchange Commission. Both nominees currently

SEC charges city of South Miami with defrauding investors

Holland & Knight LLP
-
USA
-
May 31 2013

On, May 22, 2013, the Securities and Exchange Commission (SEC) charged the City of South Miami, Florida, with "defrauding bond investors about the

Another SEC enforcement action confirms increased focus on municipalities and municipal securities

McGuireWoods LLP
-
USA
-
May 24 2013

As described in our Legal Update of May 7, 2013 the Securities and Exchange Commission's (SEC or Commission) scrutiny of disclosures by

Chairman White speaks on political spending and cybersecurity disclosure

Davis Polk & Wardwell LLP
-
USA
-
May 20 2013

According to several news outlets, Chairman White declared during her testimony before the House Financial Services Committee on Thursday that "no

Financial services legislative and regulatory issues update May 20

Mintz Levin Cohn Ferris Glovsky and Popeo PC
-
USA
-
May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

Continuing disclosure failures bolster securities fraud charges

Sherman & Howard LLC
-
USA
-
May 20 2013

On May 6, 2013, the Securities and Exchange Commission ("SEC") instituted cease-and-desist proceedings against the City of Harrisburg, Pennsylvania

City of Harrisburg settles with SEC on Rule 10b-5 violations

Foley & Lardner LLP
-
USA
-
May 15 2013

Recently, the SEC settled with the City of Harrisburg (City) over violations of Rule 10b-5 in connection with material misstatements and omissions

During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

McGuireWoods LLP
-
USA
-
May 13 2013

In testimony to the House Appropriations Committee, recently appointed SEC Chairman Mary Jo White stated that she continues to support the SEC's

Financial services update, vol. 8, number 19

Winston & Strawn LLP
-
USA
-
May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of

next >

Search results

Financial services legislative & regulatory issues update June 10

President Obama nominates two Senate staff members as SEC Commissioners

SEC charges city of South Miami with defrauding investors

Another SEC enforcement action confirms increased focus on municipalities and municipal securities

Chairman White speaks on political spending and cybersecurity disclosure

Financial services legislative and regulatory issues update May 20

Continuing disclosure failures bolster securities fraud charges

City of Harrisburg settles with SEC on Rule 10b-5 violations

During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

Financial services update, vol. 8, number 19

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea