Search results

Order by most recent / most popular / relevance

Results: 1-3 of 3

Second Circuit allows securities fraud claim alleging misrepresentations regarding nature, but not amount, of mutual fund’s fees

Edwards Wildman Palmer LLP
-
USA
-
April 27 2010

The Second Circuit recently overturned the Southern District of New York’s dismissal of a claim under 10(b) Securities Exchange Act of 1934 relating to management fees charged to a mutual fund in Operating Local 649 Annuity Trust Fund v. Smith Barney Fund Management LLC

District of New Jersey dismisses securities fraud claims against company that suffered data breach

Edwards Wildman Palmer LLP
-
USA
-
March 29 2010

Late last year, the United States District Court for the District of New Jersey dismissed a securities fraud litigation that had been brought against a payment card processor in connection with the theft, by cybercriminals, of credit and debit card information from the company's computer system

Financial Service Authority wins appeal case on co-operation with overseas regulators

Edwards Wildman Palmer LLP
-
United Kingdom
-
March 4 2010

The Financial Services Authority (FSA) went to the Court of Appeal to seek clarification regarding its obligation to co-operate with the Securities and Exchange Commission (SEC

Current Search

Workarea - Litigation
Workarea - Capital Markets
Workarea - White Collar Crime
Author - Jeanne Kohler
Author - M Machua Millett
Author - Victoria Anderson

Search results

Second Circuit allows securities fraud claim alleging misrepresentations regarding nature, but not amount, of mutual fund’s fees

District of New Jersey dismisses securities fraud claims against company that suffered data breach

Financial Service Authority wins appeal case on co-operation with overseas regulators

Current Search

Suggested Facets

Jurisdiction