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Ten year officer and director bar affirmed

Winston & Strawn LLP
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USA
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May 20 2013

On May 14th, the Second Circuit affirmed the ten year officer and director ban imposed against Brent Bankosky, a senior director at Takeda

Tiger Asia management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the securities and futures ordinance under Section 213

Herbert Smith Freehills LLP
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Hong Kong
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May 16 2013

After over two and a half years since US-based hedge fund manager Tiger Asia Management LLC and its three officers (collectively "Tiger Asia") sought

Insider trading through deductive reasoning: Canada and the United States take different approaches

Davis LLP
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Canada, USA
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May 15 2013

The Ontario Securities Commission and a veteran investment banker, Richard Moore, recently reached a settlement agreement regarding claims by the OSC

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

Edwards Wildman Palmer LLP
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USA
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May 15 2013

On Monday, Southern District of New York Judge Shira Scheindlin dismissed the entire suit in Gusinsky v. Barclays, without leave to amend and with

The Dell insider trading cases

Dorsey & Whitney LLP
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USA
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May 15 2013

Anthony Chiasson, the co-founder of hedge fund Level Global Investors, was sentenced on insider trading charges this week to serve 78 months in

All the better to eat you with court of final appeal gives SFC bigger teeth with third route of enforcement in Tiger Asia

Hogan Lovells
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Hong Kong
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May 14 2013

The Securities and Futures Commission ("SFC") commenced a series of test cases seeking to use section 213 of the Securities and Futures Ordinance

Two recent Supreme Court cases offer good and bad news for securities defendants

Seyfarth Shaw LLP
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USA
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May 13 2013

The United States Supreme Court issued two recent opinions that offer both good and bad news to defendants in securities fraud lawsuits. Although

This week in securities litigation (week ending May 10, 2013)

Dorsey & Whitney LLP
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USA
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May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

Think the government’s claim against you is time-barred? Not so fast!

Dechert LLP
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USA
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May 9 2013

When a company understands that the United States Government may have a claim against it, the company's directors and officers are usually very aware

Best laid plans gone awry: practices for Rule 10b5-1 trading plans

Pillsbury Winthrop Shaw Pittman LLP
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USA
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May 9 2013

Rule 10b5-1 trading plans are in the limelight due to investigations initiated by U.S. Attorney's Offices and the SEC into possible abuses by

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Search results

Ten year officer and director bar affirmed

Tiger Asia management loses final jurisdictional challenge: Hong Kong's highest court confirms court's free-standing power to grant orders over contraventions of the securities and futures ordinance under Section 213

Insider trading through deductive reasoning: Canada and the United States take different approaches

With securities case dismissal, another loss in the southern district for LIBOR plaintiffs

The Dell insider trading cases

All the better to eat you with court of final appeal gives SFC bigger teeth with third route of enforcement in Tiger Asia

Two recent Supreme Court cases offer good and bad news for securities defendants

This week in securities litigation (week ending May 10, 2013)

Think the government’s claim against you is time-barred? Not so fast!

Best laid plans gone awry: practices for Rule 10b5-1 trading plans

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