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FSA update - 21 January 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 21 2013

The FSA has (on 15 January) Imposed a financial penalty of £212,237 on Harbinder Panesar and Banned him from the financial Services industry. It has

FSA update - 24 September 2012

  • Clifford Chance LLP
  • -
  • European Union, United Kingdom
  • -
  • September 24 2012

The FSA has (on 18 September) imposed a financial penalty of £58,300 on Pi Financial Limited for breaches of Principles 3 (management and control) and 9 (customers: relationships of trust) of its Principles for Businesses