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Results: 1-10 of 11

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

Global market abuse news - Autumn 2013

  • Freshfields Bruckhaus Deringer LLP
  • -
  • China, European Union, France, Hong Kong, Japan
  • -
  • September 25 2013

In 2009, the Securities and Futures Commission (SFC) made an application to the court pursuant to section 213 of the Securities and Futures ordinance

Corporate crime update September 2013 - Japan

  • Herbert Smith Freehills LLP
  • -
  • Japan
  • -
  • September 20 2013

On 31 July 2013, Japan's Securities and Exchange Surveillance Commission ("SESC") announced that it is seeking a fine of 431.18 million ($4.4

MRI International Inc. licence revoked for breaches of FIEA

  • Herbert Smith Freehills LLP
  • -
  • Japan
  • -
  • June 21 2013

On 26 April 2013, the Kanto Finance Bureau (the "KFB") announced that it had revoked the licence of the Japanese branch of MRI International Inc

Former Olympus executives trial begins in Tokyo

  • Herbert Smith Freehills LLP
  • -
  • Japan
  • -
  • October 10 2012

At the first hearing in the criminal prosecution trial of three former Olympus executives (former Chairman Tsuyoshi Kikukawa, former Executive Vice President Hisashi Mori and ex-auditing officer Hideo Yamada) and Olympus Corporation itself, all three defendants and the company pleaded guilty to all counts in the indictment

Recent developments for the fourth quarter 2011

  • Baker & McKenzie
  • -
  • Canada, China, Denmark, European Union, France, Germany, Ireland, Italy, Japan, Netherlands, Switzerland, United Kingdom, USA
  • -
  • March 15 2012

The end of the year and beginning of a new year is always a busy time for us, as it is for most of our clients

Asia Pacific Financial Services & Regulatory Newsletter

  • Baker & McKenzie
  • -
  • Hong Kong, Japan, Singapore, Vietnam
  • -
  • September 30 2011

Welcome to the fifth edition of Baker & McKenzie's quarterly Asia Pacific Financial Services & Regulatory Newsletter

International regulatory update 19-23 September 2011

  • Clifford Chance LLP
  • -
  • European Union, France, Germany, Japan, Libya, Netherlands, Poland, United Kingdom
  • -
  • September 28 2011

The Comisión Nacional del Mercado de Valores (National Securities Market Commission) (CNMV) has published an updated set of FAQs in relation to its temporary measure on net short positions

Update on Lehman Brothers insolvency proceedings in the US, UK and Japan

  • Edwards Wildman Palmer LLP
  • -
  • Japan, United Kingdom, USA
  • -
  • October 7 2008

On September 20, 2008, the Bankruptcy Court approved the sale of certain assets of Lehman Brothers Holdings Inc. ("LBHI") and Lehman Brothers Inc. ("LBI"), including those related to its Canadian Capital Markets and Investment Banking businesses, to Barclays Capital, Inc. ("Barclays"