We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 12

Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

FSA obtains conviction for insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

Government confirms DPA introduction

  • Dentons
  • -
  • United Kingdom
  • -
  • October 26 2012

The Government has confirmed it will introduce deferred prosecution agreements (DPAs) as a new tool in economic crime cases

FSA gets injunction against market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011

Tribunal finds censure appropriate in market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse

FSA publishes Fox Hayes Final Notice

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA has published the Final Notice against the former partners in the Fox Hayes partnership

FSA gets High Court injunction against market abuse

  • Dentons
  • -
  • United Kingdom
  • -
  • May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse

Tribunal backs market abuse fine

  • Dentons
  • -
  • United Kingdom
  • -
  • October 22 2010

The Financial Services and Markets Tribunal has decided it was appropriate for FSA to impose a financial penalty on Andre Jean Scerri

FSA announces insider dealing acquittal

  • Dentons
  • -
  • United Kingdom
  • -
  • June 11 2010

FSA has announced the acquittal of Andrew King and Michael McFall, against whom it had brought charges of insider dealing