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Results: 1-10 of 15

Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned

Tribunal upholds FSA decision to fine firm for market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

On the horizon for 2013

  • Dentons
  • -
  • United Kingdom
  • -
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

FSA obtains conviction for insider dealing

  • Dentons
  • -
  • United Kingdom
  • -
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

Government confirms DPA introduction

  • Dentons
  • -
  • United Kingdom
  • -
  • October 26 2012

The Government has confirmed it will introduce deferred prosecution agreements (DPAs) as a new tool in economic crime cases

FSA gets injunction against market manipulation

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011

Tribunal finds censure appropriate in market abuse case

  • Dentons
  • -
  • United Kingdom
  • -
  • September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse

FSA publishes Fox Hayes Final Notice

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA has published the Final Notice against the former partners in the Fox Hayes partnership