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Tribunal upholds FSA decision to fine firm for market manipulation

Dentons
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United Kingdom
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February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market

On the horizon for 2013

Dentons
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United Kingdom
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January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly

FSA obtains conviction for insider dealing

Dentons
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United Kingdom
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November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

Government confirms DPA introduction

Dentons
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United Kingdom
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October 26 2012

The Government has confirmed it will introduce deferred prosecution agreements (DPAs) as a new tool in economic crime cases

FSA gets injunction against market manipulation

Dentons
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United Kingdom
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September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011

Tribunal finds censure appropriate in market abuse case

Dentons
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United Kingdom
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September 9 2011

The Tribunal has found in favour of Jason Geddis, who FSA had fined for market abuse

FSA publishes Fox Hayes Final Notice

Dentons
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United Kingdom
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July 1 2011

FSA has published the Final Notice against the former partners in the Fox Hayes partnership

FSA gets High Court injunction against market abuse

Dentons
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United Kingdom
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May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse

Tribunal backs market abuse fine

Dentons
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United Kingdom
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October 22 2010

The Financial Services and Markets Tribunal has decided it was appropriate for FSA to impose a financial penalty on Andre Jean Scerri

FSA announces insider dealing acquittal

Dentons
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United Kingdom
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June 11 2010

FSA has announced the acquittal of Andrew King and Michael McFall, against whom it had brought charges of insider dealing

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