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Results: 1-10 of 24

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

This week in securities litigation (week ending February 14, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • February 13 2014

The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two

SEC settles with bank officer in market crisis case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 25 2013

The Court entered a final judgment by consent against a former bank officer in another Commission market crisis case, SEC v. Wu, Civil Action No

This week in securities litigation (Dec. 20 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 29 2013

The much discussed, and long debated, Volker Rule came to center stage as the year draws to a close. Following its enactment, the American Bankers

This week in securities litigation (week ending November 1, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 31 2013

SAC Capital is close to a plea agreement in the criminal case against the firm, according to press reports. JPMorgan, in contrast, is having

The trial of a collapsed money fund: will the public finally win?

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 10 2012

The Commission began trial this week in one of its highest profile market crisis cases, SEC v. Reserve Management Company, Inc., Case No. 1:09 CV 4346 (S.D.N.Y. Filed May 5, 2009

This is one market crisis investigation with positive results

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 4 2011

The Taylor, Bean & Whitaker investigation spawned guilty plea number five on Friday

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

Citigroup: another market crisis case grounded in conflicts

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 20 2011

First there was Goldman, then J.P Morgan and now Citigroup

This week in securities litigation (week ending November 8, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • November 7 2013

SAC Capital agreed to plead guilty this week. Under the terms of the deal the firm will plead guilty to each count in the indictment, pay a total