Dorsey & Whitney LLP | USA | 2 Jun 2014
The Commission continues to focus on the municipal bond market, filing a settled action against two state grant recipients who were supposed to…
Dorsey & Whitney LLP | USA | 15 Sep 2013
The SEC filed another settled financial fraud action tied to the municipal bond market which is clearly an area of increasing focus. This proceeding…
Dorsey & Whitney LLP | USA | 29 Jul 2013
The Commission filed two more settled actions tied to the municipal bond market. One a proceeding was brought against a school district, alleging it…
Dorsey & Whitney LLP | USA | 22 Jul 2013
The SEC brought another action centered on the municipal bond market. This case, against the City of Miami and its former Budget Director, not only…
Dorsey & Whitney LLP | USA | 24 Jul 2012
The on-going investigations into bid rigging in the municipal bond market are a continuing focus for the DOJ as well as the SEC.
Dorsey & Whitney LLP | USA | 28 Sep 2011
The Commission brought another enforcement action arising out of the multi-million loss suffered by five Wisconsin school districts induced to purchase highly leveraged notes tied to the performance of synthetic collateralized debt obligations or CDOs.
Dorsey & Whitney LLP | Global, USA | 29 Aug 2011
It has been over thirty years since the U.S. became the first country to pass anti-corruption legislation known as the Foreign Corrupt Practices Act.
Dorsey & Whitney LLP | USA | 11 Aug 2011
Where are the market crisis cases is a long standing question.