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CFTC sues Royal Bank of Canada for years long wash sale scheme
- Dorsey & Whitney LLP
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- Canada, USA
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- April 4 2012
The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits
This week in securities litigation (November 25, 2011)
- Dorsey & Whitney LLP
- -
- Canada, Taiwan, USA
- -
- November 25 2011
In recent enforcement cases the SEC obtained split results in an insider trading case, losing against one defendant but prevailing as to another
This week in securities litigation (july 29, 2011)
- Dorsey & Whitney LLP
- -
- Canada, USA
- -
- July 29 2011
The SEC entered into an agreement with the Capital Turkey Securities Regulator this week calling for mutual cooperation in a number of areas including enforcement
