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Director of supervision for the FCA delivers speech on theimportance of culture as the driving behaviour of firms and how the FCA will assess this

Mayer Brown LLP
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United Kingdom
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May 9 2013

In his speech at the UK Professionals Conference, Adamson highlighted 'culture' as underpinning the problem faced by firms and as the key attribute

Supreme Court denies review in NECA-IBEW case

Mayer Brown LLP
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USA
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March 20 2013

We've been blogging about the Second Circuit's decision in NECA-IBEW Health & Welfare Fund v. Goldman Sachs (pdf), which held that a named plaintiff

Securities fraud defendant rebuts fraud-on-the-market presumption of reliance

Mayer Brown LLP
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USA
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March 11 2013

With all of the attention on last week's Amgen decision, another interesting decision addressing the fraud-on-the-market presumption of reliance in

Plaintiffs seek to revive securities fraud class actions under Second Circuit’s “class standing” doctrine

Mayer Brown LLP
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USA
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February 22 2013

I previously blogged about the Second Circuit's troubling decision in NECA-IBEW Health & Welfare Fund v. Goldman Sachs & Co. (pdf), 693 F.3d 145 (2d

Are quasi-class action suits by state AGs removable under CAFA (or, for securities fraud cases, barred by SLUSA)?

Mayer Brown LLP
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USA
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February 13 2013

A number of courts recently have weighed in on a question we've blogged beforewhether lawsuits by state attorneys general seeking restitution

Supreme Court to decide scope of preemption of state-law securities class actions by SLUSA

Mayer Brown LLP
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USA
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January 23 2013

On Friday, the Supreme Court granted review in three consolidated cases: Chadbourne & Parke LLP v. Troice, No. 12-79, Willis of Colorado v. Troice

New York Appeals Court precludes attempted end run around Morrison

Mayer Brown LLP
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USA
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January 22 2013

A New York appellate court recently issued a decision favorable to securities issuers whose shares trade on non-US exchanges. The court held that

United States district court holds that Section 11 claims attacking other than temporary impairment balances require pleading objective and subjective falsity

Mayer Brown LLP
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USA
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January 2 2013

On December 19, 2012, the United States District Court for the District of Colorado dismissed various claims under the Securities Act of 1933, the

DRI amicus brief argues that Second Circuit’s expansive view of “class standing” in securities cases should be rejected

Mayer Brown LLP
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USA
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December 12 2012

A few months ago, I posted about a Second Circuit decision that threatens to open the floodgates to securities class actions, NECA-IBEW Health & Welfare Fund v. Goldman Sachs & Co., 693 F.3d 145 (2d Cir. 2012

Disclosure requirement on profit margins and commissions in the sales of securities

Mayer Brown LLP
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Germany
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November 30 2012

The disclosure requirement on banks’ remuneration in the sales of securities is the subject of numerous, sometimes contradictory decisions of German courts

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Search results

Director of supervision for the FCA delivers speech on theimportance of culture as the driving behaviour of firms and how the FCA will assess this

Supreme Court denies review in NECA-IBEW case

Securities fraud defendant rebuts fraud-on-the-market presumption of reliance

Plaintiffs seek to revive securities fraud class actions under Second Circuit’s “class standing” doctrine

Are quasi-class action suits by state AGs removable under CAFA (or, for securities fraud cases, barred by SLUSA)?

Supreme Court to decide scope of preemption of state-law securities class actions by SLUSA

New York Appeals Court precludes attempted end run around Morrison

United States district court holds that Section 11 claims attacking other than temporary impairment balances require pleading objective and subjective falsity

DRI amicus brief argues that Second Circuit’s expansive view of “class standing” in securities cases should be rejected

Disclosure requirement on profit margins and commissions in the sales of securities

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