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Results: 1-10 of 434

Financial services update January 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 21 2014

On January 16th, the Ninth Circuit denied a petition seeking review of a SEC order which sustained a FINRA disciplinary matter stemming from

Financial services update January 27 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 27 2014

On January 21st, the Ninth Circuit affirmed the dismissal of a class action lawsuit which alleged that the penalties credit card companies charge

Financial services update March 17 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

On March 10th, the U.S. Supreme Court granted the writ of certiorari in Public Employees Retirement System of Mississippi v. IndyMacMBS, Inc. to

No jurisdiction in foreign hedge fund case

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 19 2013

In what it described as "a simple case involving sophisticated international parties and an international fund", the Court affirmed dismissal of a

U.S. Federal Court dismisses SEC civil suit against Siemens executive for lack of jurisdiction

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 26 2013

A federal district court judge in New York dismissed the SEC's civil suit against the former CEO of Siemens' Argentinian subsidiary, Herbert Steffen

SEC's insider trading charges survive summary judgment

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 11 2013

On March 5th, a U.S. District Court denied the motion for summary judgment filed by Mark Cuban, the owner of the Dallas Mavericks, in an SEC

Facebook litigation

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 19 2013

On February 13th, the U.S. District Court overseeing the multi-district litigation stemming from Facebook, Inc.'s initial public offering issued two

Financial services update November 25 2013 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 25 2013

On November 15th, the Third Circuit affirmed the dismissal of a putative class action securities fraud lawsuit for failure to adequately plead

Independent consultant reports required by SEC consent decrees are private

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 4 2013

On February 1st, the D.C. Circuit reversed a district court order that would have given a reporter access to an independent consultant's reports

The attorney-client privilege and internal investigations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 5 2009

On September 30th, the Ninth Circuit "explored the treacherous path which corporate counsel must tread under the attorney-client privilege when conducting an internal investigation to advise a publicly traded company on its financial disclosure obligations."