We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 420

Federal district courts may issue anti-litigation orders in SEC receivership matters

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 21 2010

On June 15th, the Second Circuit held that district courts may issue anti-litigation injunctions barring bankruptcy filings as part of their broad equitable powers in the context of an SEC receivership

Payments received by brokerages used in a fraudulent scheme cannot be avoided

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 20 2010

On September 14th, a Bankruptcy Court entered partial summary judgment in favor of defendants, brokerages through whom the debtor conducted a fraudulent stock lending scheme

Schwab bond fund lawsuit is partially dismissed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 7 2011

On March 2nd, the Federal District Court for the Northern District of California partially dismissed a class action lawsuit asserting various state law violations resulting from defendants' alleged deviation from the stated investment purpose of a bond mutual fund

Portfolio manager's insider trading conviction is affirmed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 20 2012

On August 17th, the Second Circuit affirmed the conviction of Joseph Contorinis, a co-portfolio manager of the Jeffries Paragon Fund, on charges of insider trading and conspiracy to commit securities fraud

Securities fraud and the presumption of reliance

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 3 2011

On December 28th, the D.C. Circuit affirmed the dismissal of a securities fraud lawsuit, without leave to amend, for failure to plead reliance

Securities Act claims remanded to state court

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 12 2010

On June 24th, a federal district court remanded to state court a complaint alleging violations of the Securities Act of 1933 and state securities law

Summary judgment order dismissing securities fraud lawsuit against Oracle is affirmed

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • November 22 2010

On November 16th, the Ninth Circuit affirmed the entry of summary judgment dismissing plaintiffs' securities fraud lawsuit against Oracle and its executives

Indemnification

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 25 2010

On October 22nd, the D.C. Circuit addressed the Office of Thrift Supervision's director indemnification rules

A broker may have a "trust relationship" with a client

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 14 2010

On June 8th, the Ninth Circuit affirmed defendants' convictions arising out of a securities fraud pump-and-dump scheme, but vacated the sentence

Claims not precluded by SLUSA must be remanded to state court

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • October 19 2009

On October 9th, the Ninth Circuit examined the jurisdictional and procedural aspects of the Securities Litigation Uniform Standards Act