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Results: 1-10 of 68

Financial services and marketsa perfect litigation storm?

  • Jones Day
  • -
  • United Kingdom
  • -
  • May 13 2013

For companies operating in the UK financial services sector, recent regulatory reform, greater access to justice and developments in collective

Director of supervision for the FCA delivers speech on theimportance of culture as the driving behaviour of firms and how the FCA will assess this

  • Mayer Brown LLP
  • -
  • United Kingdom
  • -
  • May 9 2013

In his speech at the UK Professionals Conference, Adamson highlighted 'culture' as underpinning the problem faced by firms and as the key attribute

Misselling: a global perspective

  • Clifford Chance LLP
  • -
  • France, Germany, Hong Kong, Italy, Netherlands, Singapore, United Kingdom, USA
  • -
  • April 25 2013

Turbulent economic conditions and heightened levels of media, political and regulatory interest in banks' dealings with consumers are leading

Misselling of leveraged notes: not a marginal call

  • RPC
  • -
  • United Kingdom
  • -
  • April 16 2013

In Al Sulaiman v Credit Suisse Securities (Europe) Limited the Commercial Court considered a claim for breach of duty in recommending investments

Court of Appeal to consider availability of court action to top up FOS awards

  • Herbert Smith Freehills LLP
  • -
  • United Kingdom
  • -
  • April 9 2013

The Court of Appeal has granted a firm permission to appeal a recent High Court decision which held that complainants who accept an award of

The business common sense approach

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • January 31 2013

In a recent decision (Gemini (Eclipse 2006-3) Plc and The Bank of New York Mellon v Danske Bank and BNY Mellon Corporate Trustee Services (2012

First reported interest rate swap mis-selling claim crumbles

  • RPC
  • -
  • United Kingdom
  • -
  • January 29 2013

Interest rate hedging products are sold in a variety of forms swaps, caps, collars and structured collars, to name but a few. Their objective is to

FSA update - 28 January 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 28 2013

In a judgment released on 25 January, the Upper Tribunal has upheld the £8 million financial penalty imposed by the FSA on 7722656 Canada Inc

Corporate update

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 28 2013

Whilst the year ahead for companies in the financial services sector looks set to be dominated once again by the regulatory change calendar, for most

Financial Institutions E-briefing: Retail Finance update - new court decision allows two bites of the cherry on larger FOS cases

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • January 22 2013

In Clark & Anor v In Focus Asset Management & Tax Solutions Ltd 2012 EWHC 3669 (QB) (19 December 2012) ("Clark"), the High Court handed down a

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