We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-8 of 8

SEC files another fraud action tied to the municipal bond market

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 15 2013

The SEC filed another settled financial fraud action tied to the municipal bond market which is clearly an area of increasing focus. This proceeding

SEC settles suitability case tied to selling CDOs to schools

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 28 2011

The Commission brought another enforcement action arising out of the multi-million loss suffered by five Wisconsin school districts induced to purchase highly leveraged notes tied to the performance of synthetic collateralized debt obligations or CDOs

A tale of five school districts and a trusted adviser

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 11 2011

Where are the market crisis cases is a long standing question

The new era of FCPA enforcement

  • Dorsey & Whitney LLP
  • -
  • Global, USA
  • -
  • August 29 2011

It has been over thirty years since the U.S. became the first country to pass anti-corruption legislation known as the Foreign Corrupt Practices Act

SEC files actions against school district and broker

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 29 2013

The Commission filed two more settled actions tied to the municipal bond market. One a proceeding was brought against a school district, alleging it

Another bid rigging indictment in the municipal market

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 24 2012

The on-going investigations into bid rigging in the municipal bond market are a continuing focus for the DOJ as well as the SEC

SEC charges City of Miami, budget director with fraud

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 22 2013

The SEC brought another action centered on the municipal bond market. This case, against the City of Miami and its former Budget Director, not only

SEC settles bond case centered on construction of charter schools

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 2 2014

The Commission continues to focus on the municipal bond market, filing a settled action against two state grant recipients who were supposed to