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Results: 1-10 of 16

This week in securities litigation (week ending March 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the

This week in securities litigation (the week ending January 10, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 9 2014

The insider trading trial of former SAC Capital official Matthew Martoma opened this week in Manhattan with jury selection. The SEC announced the

The SEC: the future path of enforcement (part II)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this

This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

This week in securities litigation (week ending December 20, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 20 2013

Michael Steinberg, formerly of SAC Capital, was found guilty of insider trading by a jury. The verdict preserved the unblemished record of the US

The SEC prevails in the D.C. Circuit

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 1 2013

The Dodd-Frank provision requiring the disclosure of certain payments made to foreign governments relating to the commercial development of oil

The new era of FCPA enforcement

  • Dorsey & Whitney LLP
  • -
  • Global, USA
  • -
  • August 29 2011

It has been over thirty years since the U.S. became the first country to pass anti-corruption legislation known as the Foreign Corrupt Practices Act

A different kind of Ponzi scheme

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 12 2011

In recent months the SEC has brought dozens of Ponzi scheme cases

SEC prevails in suit challenging conflict mineral rules

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 12 2013

The Commission prevailed in a dispute challenging its conflict minerals rules brought by business groups, a seemingly rare event in view of recent

SEC rules for disclosure of resource mineral payments vacated

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 10 2013

The SEC lost another rule writing case. This time the court vacated its Dodd-Frank rules requiring certain companies to make disclosures regarding