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Financial services update August 11 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

On August 8th, the Ninth Circuit affirmed the dismissal of a securities fraud suit. The court held that the announcement of an investigation

Financial services update August 11 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

The New York Republican State Committee and Tennessee Republican Party (the "State Republican Committees") have initiated a lawsuit to overturn

Financial services update August 4 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 4 2014

On July 31st, the Second Circuit reversed and remanded the dismissal of a securities fraud complaint. Plaintiffs allege defendants made material

Financial services update July 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, the D.C. Circuit affirmed the district court's order finding that the SEC cannot compel the Securities Investor Protection Corporation

Financial services update July 21 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their

Record sentence handed down in Sanders insider dealing case

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • July 9 2012

On 19 June 2012 Mr. Justice Simon at Southwark Crown Court sentenced James Sanders, a director of the former UK brokerage firm Blue Index, to four years’ imprisonment after pleading guilty to 10 counts of insider dealing

Courts are the presumptive adjudicators of whether a party has waived its arbitration rights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 3 2012

On December 20th, the Eleventh Circuit vacated an arbitration award and remanded the matter to the district court

SEC files reply brief in Mark Cuban insider trading case

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 19 2010

The SEC posted its reply brief in support of its appeal in the insider trading case against Mark Cuban, the owner of the Dallas Mavericks

FCA imposes fine of £8 million on Canadian trading firm Swift Trade for market abuse

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • February 19 2014

Further to the 19 December 2013 decision of the Court of Appeal to uphold the FCA's findings as regards Swift Trade, the FCA has imposed its £8

Top-hat plan participants lose benefits after a sale of company

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 8 2011

One of the best ways to learn about new drafting and design strategies for plans and agreements is to read a lot of court cases - and learn from the mistakes of others