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Results: 11-20 of 453

This week in securities litigation (week ending April 26, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 26 2013

George Canellos and Andrew Ceresney, two former colleagues in the Manhattan U.S. Attorney's Office, became the first Co-Directors of the SEC's

Insider trading the end of an executive’s career

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 21 2012

Insider trading continues to be a key focus of the SEC as well as the DOJ

SEC charges city and its underwriter with fraud

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 30 2013

The City of Victorville California, Assistant City Manager Keith Metzler, deal underwriter and broker Newcomb & Dedios or KND and its principle

This week in securities litigation (week ending May 10, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 10 2013

The focus this week was on the proposed SEC budget as new SEC Chair Mary Jo White told a House subcommittee that the agency needs about a 26

S.A.C. Capital pays record $600 million in SEC insider trading case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 18 2013

With two new insider trading settlements the SEC made it clear its on-going investigations continue to focus on S.A.C. Capital Advisors and what role

The SEC prevails in the D.C. Circuit

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 1 2013

The Dodd-Frank provision requiring the disclosure of certain payments made to foreign governments relating to the commercial development of oil

This week in securities litigation (week ending April 5, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 5 2013

Speculation about SAC Capital and Steve Cohen, insider trading and Facebook dominated securities enforcement litigation this week. Although SAC

Two market professionals, two criminal cases, two guilty pleas

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 3 2013

Two market professionals pleaded guilty to criminal charges related to securities transactions yesterday. In one case former stock broker Thomas

This week in securities litigation (week ending January 18, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 18 2013

Settlement trends in Commission enforcement actions last year show increases in most case categories, according to a study released by NERA economic

Insider trading, materiality and nonpublic information

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 24 2012

Critical to the question of insider trading is whether the information in the possession of the trader is non-public and material

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