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Results: 1-7 of 7

Protecting investors in the U.S. and abroad

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • May 23 2012

The SEC faces a variety of issues in protecting U.S. investors in the capital markets of this country

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

This week in securities litigation (week ending May 18, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • May 18 2012

The Commission issued a record number of trading suspensions for one day this week as part of an on-going effort to prevent microcap manipulations

Corruption digest

  • Dorsey & Whitney LLP
  • -
  • Hong Kong
  • -
  • August 21 2012

Further to the April 2012 edition of the Digest, Mr Thomas Kwok and Mr Raymond Kwok have made a brief court appearance to face allegations that they paid US$4.5 million in bribes to Hong Kong’s former chief secretary, Mr Rafael Hui, in return for information on pending land sales

This week in securities litigation (week ending July 6, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • July 5 2012

The SEC is heading for a record year in terms of the number of settled enforcement actions according to a new report by NERA

Corruption digest

  • Dorsey & Whitney LLP
  • -
  • Hong Kong
  • -
  • March 19 2012

Further to the January edition of the Corruption Digest, two former directors of a Swire Pacific subsidiary, Mr Lionel Krieger and Mr James Tam Ping-cheong have been imprisoned for three years and three months for conspiring to bribe former secretary for transport and public works, Me Ao Man-Long

The reach of the SEC the Hong Kong Exchange

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • December 12 2012

In Morrison v. National Australia Bank, Ltd., 130 S.Ct. 869 (2010) the Supreme Court circumscribed the reach of Exchange Act Section 10(b), limiting it to the water’s edge

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