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Results: 1-10 of 14

Update on the revision of the Uniform Unclaimed Property Act

  • Dentons
  • -
  • USA
  • -
  • March 6 2015

Here is a quick update on a few of the critical issues being addressed by the Drafting Committee of the Uniform Law Commission (ULC), which is

FSA consults on auditor and supervisor cooperation

  • Dentons
  • -
  • United Kingdom
  • -
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms

HMRC backs FSA on nominated officer

  • Dentons
  • -
  • United Kingdom
  • -
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements

Commission feeds back on corporate governance

  • Dentons
  • -
  • European Union
  • -
  • November 19 2010

The Commission has published a feedback statement following its Green Paper on corporate governance in financial institutions

To be or not to be a "consumer": a question for the court, not FOS - R (on the application of Bluefin Insurance Services Ltd) v. Financial Ombudsman Service 2014 EWHC 3413 (Admin)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 29 2014

The court has recently considered an application for judicial review of a decision made by the Financial Ombudsman Service (FOS) to entertain a

OFT to refer motor insurance to CC

  • Dentons
  • -
  • United Kingdom
  • -
  • June 8 2012

OFT has discovered that practices in the motor insurance market are allowing insurers to push up premiums and has provisionally decided to refer the private motor insurance market to the Competition Commission

FSA responds on corporate governance

  • Dentons
  • -
  • United Kingdom
  • -
  • September 10 2010

FSA has responded to the Commission's green paper on corporate governance

Commission speaks on conglomerates

  • Dentons
  • -
  • European Union
  • -
  • June 11 2010

An expert in Michel Barnier's office gave a speech on his behalf at a conference on financial conglomerates

FSA fines firm and bans executive chairman for corporate governance failings

  • Dentons
  • -
  • United Kingdom
  • -
  • May 11 2012

FSA has fined Mitsui Sumitomo Insurance Company (Europe) Ltd (the firm) £3,345,000 and has banned its former executive chairman, Yohichi Kumagai, and fined him £119,303

Up next from FSA

  • Dentons
  • -
  • United Kingdom
  • -
  • February 3 2012

FSA's latest Policy Development Update highlights the following documents expected before the end of March 2012