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FSA announces DEPP changes
- Katten Muchin Rosenman LLP
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- United Kingdom
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- March 4 2011
On February 25, the UK Financial Services Authority (FSA) announced certain changes to its Decision Procedure and Penalties Guide and its Enforcement Guide and Policy
EC publishes financial services legislative agenda
- Katten Muchin Rosenman LLP
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- USA
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- March 4 2011
On February 25, the European Commission published an updated agenda and timetable for financial services legislative proposals including the following Securities Law Directive, expected to be adopted in May 2011Recast Market Abuse Directive (20036EC) and its three implementing directives, expected to be adopted in June 2011Review of the Markets in Financial Instruments Directive (200439EC) (commonly known as MiFID II), expected to be adopted in June 2011Amendments to the Capital Requirements Directive (200648EC and 200649EC) (CRD), expected to be adopted in June 2011
FSA circulates "Dear CEO" letter on transition to new regulatory structure
- Katten Muchin Rosenman LLP
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- United Kingdom
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- February 11 2011
On February 7, the UK Financial Services Authority (FSA) published a "Dear CEO" letter from Hector Sants, FSA Chief Executive, about the transition to the new regulatory structure first announced in June 2010 under which the FSA will, by late 2012, be replaced by two separate regulators (the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA
FSA issues discussion paper on Product Intervention
- Katten Muchin Rosenman LLP
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- United Kingdom
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- January 28 2011
On January 25, the UK Financial Services Authority (FSA) published DP111, a discussion paper on Product Intervention
FSA chief executive gives speech on financial services reform
- Katten Muchin Rosenman LLP
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- United Kingdom
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- December 17 2010
On December 13, Hector Sants, Chief Executive of the UK Financial Services Authority (FSA), gave a speech setting out the progress made toward the bodies that will replace the FSA: the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA
FSA announces new policy on mobile phone taping
- Katten Muchin Rosenman LLP
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- USA
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- November 19 2010
On November 11, the UK Financial Services Authority (FSA) published its Policy Statement 1017 (feedback on its "taping of mobile phones" consultation and final rules
Lord Turner explains key to successful regulatory reform
- Katten Muchin Rosenman LLP
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- United Kingdom
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- October 1 2010
On September 30, the UK Financial Services Authority (FSA) published a speech given by its Chairman, Lord Turner, on essential regulatory reforms
UK government announces transfer of FSA powers to Bank of England and new regulators
- Katten Muchin Rosenman LLP
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- United Kingdom
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- June 18 2010
In a speech delivered on June 16, the Chancellor of the Exchequer announced that the UK Government intended to transfer the regulatory functions of the UK Financial Services Authority (FSA) to the Bank of England and certain proposed new regulatory bodies
FSA annual report published
- Katten Muchin Rosenman LLP
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- United Kingdom
- -
- June 11 2010
On June 10, the UK Financial Services Authority (FSA) issued its annual report covering the year ended March 31, 2010
FSA continues to focus on client money
- Katten Muchin Rosenman LLP
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- United Kingdom
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- June 11 2010
The UK Financial Services Authority (FSA) has recently written to the chief executive officers of all firms handling client money and assets seeking a response before June 30 confirming that their controls over the handling of client money and assets have been reviewed by management
Current Search
- Workarea - Insurance & Reinsurance
- Workarea - Capital Markets
- Workarea - Banking
- Firm Name - Katten Muchin Rosenman LLP
- Author - Edward Black