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Results: 1-4 of 4

FSA publishes annual report

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 24 2011

The UK Financial Services Authority (FSA) has published its Annual Report for 201011, outlining its performance against the priorities set out in its 201011 Business Plan and its statutory objectives

EC publishes financial services legislative agenda

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 4 2011

On February 25, the European Commission published an updated agenda and timetable for financial services legislative proposals including the following Securities Law Directive, expected to be adopted in May 2011Recast Market Abuse Directive (20036EC) and its three implementing directives, expected to be adopted in June 2011Review of the Markets in Financial Instruments Directive (200439EC) (commonly known as MiFID II), expected to be adopted in June 2011Amendments to the Capital Requirements Directive (200648EC and 200649EC) (CRD), expected to be adopted in June 2011

FSA announces new policy on mobile phone taping

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 19 2010

On November 11, the UK Financial Services Authority (FSA) published its Policy Statement 1017 (feedback on its "taping of mobile phones" consultation and final rules

Financial Services Act 2010 passed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 16 2010

The Financial Services Act 2010 received Royal Assent on April 8

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