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FSA chief executive gives speech on financial services reform

Katten Muchin Rosenman LLP
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United Kingdom
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December 17 2010

On December 13, Hector Sants, Chief Executive of the UK Financial Services Authority (FSA), gave a speech setting out the progress made toward the bodies that will replace the FSA: the Prudential Regulation Authority (PRA) and the Consumer Protection and Markets Authority (CPMA

FSA announces new policy on mobile phone taping

Katten Muchin Rosenman LLP
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USA
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November 19 2010

On November 11, the UK Financial Services Authority (FSA) published its Policy Statement 1017 (feedback on its "taping of mobile phones" consultation and final rules

Lord Turner explains key to successful regulatory reform

Katten Muchin Rosenman LLP
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United Kingdom
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October 1 2010

On September 30, the UK Financial Services Authority (FSA) published a speech given by its Chairman, Lord Turner, on essential regulatory reforms

UK government announces transfer of FSA powers to Bank of England and new regulators

Katten Muchin Rosenman LLP
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United Kingdom
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June 18 2010

In a speech delivered on June 16, the Chancellor of the Exchequer announced that the UK Government intended to transfer the regulatory functions of the UK Financial Services Authority (FSA) to the Bank of England and certain proposed new regulatory bodies

FSA annual report published

Katten Muchin Rosenman LLP
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United Kingdom
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June 11 2010

On June 10, the UK Financial Services Authority (FSA) issued its annual report covering the year ended March 31, 2010

FSA continues to focus on client money

Katten Muchin Rosenman LLP
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United Kingdom
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June 11 2010

The UK Financial Services Authority (FSA) has recently written to the chief executive officers of all firms handling client money and assets seeking a response before June 30 confirming that their controls over the handling of client money and assets have been reviewed by management