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Results: 1-10 of 77

FSA updates guide to the new PRA and FCA handbooks

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • February 22 2013

On February 19, the UK Financial Services Authority (FSA) published an updated "one-minute guide" summarizing the changes to the FSA Handbook that

FSA consults on operation of FCA and sets out PRA’s approach

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • October 19 2012

On October 16, the UK Financial Services Authority (FSA) published a consultation paper entitled Journey to the FCA, regarding how its successor regulator the Financial Conduct Authority (FCA) will operate

HM Treasury consults on financial services regulatory changes

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • October 19 2012

On October 15, HM Treasury published draft secondary legislation relating to the Financial Services Bill which is currently being considered by Parliament

FSA warns firms about financial promotions

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • September 28 2012

On September 21, the UK Financial Services Authority (FSA) released a speech entitled “Financial Promotions: Keeping Connected and Compliant” delivered by Clive Gordon, FSA’s Head of Conduct Risk

FSA publishes guide to PRA and FCA handbooks

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • June 8 2012

On June 1, the UK Financial Services Authority (FSA) published a short guide to its plans for dividing the FSA Handbook into handbooks for the its two successor regulators the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), when the PRA and the FCA acquire their legal powers, and the FSA is abolished in its current form

FFIEC implements new infobase technology for the information technology examination handbook

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 25 2012

The Federal Financial Institutions Examination Council (FFIEC) recently upgraded the functions and features of the InfoBase for the FFIEC Information Technology Examination Handbook (IT Handbook

FDIC issues proposal regarding enforceability of contracts for systemically important financial institutions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 23 2012

On March 20, the Federal Deposit Insurance Corporation (FDIC) proposed a rule (Proposed Rule), with request for comments, that implements section 210(c)(16) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act or the Act) , which permits the FDIC, as receiver for a financial company whose failure would pose a significant risk to the financial stability of the United States (a covered financial company), to enforce contracts of subsidiaries or affiliates of the covered financial company despite contract clauses that purport to terminate, accelerate, or provide for other remedies based on the insolvency, financial condition or receivership of the covered financial company

Obama appoints Cordray as CFPB head

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 6 2012

On January 4, President Obama appointed former Ohio Attorney General Richard Cordray as Director of the Consumer Financial Protection Bureau (the CFPB

FMLC publishes comments on HM Treasury proposals for new UK regulatory structure

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • December 2 2011

On November 22, the Financial Markets Law Committee (FMLC) published its final response comments to HM Treasury's June 2011 consultation on the government’s new UK financial services regulatory structure

FSA obtains High Court injunction against market manipulation

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • September 16 2011

On September 1, the UK Financial Services Authority (FSA) announced that it had obtained an interim High Court injunction preventing a number of companies and individuals from market manipulating in respect of certain UK-listed shares

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