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Results: 1-9 of 9

This week at the UK regulators - 29 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two

This week at the UK regulators - 14 April 2014

  • Clifford Chance LLP
  • -
  • United Kingdom, USA
  • -
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent

This week at the UK regulators - 2 April 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • April 2 2014

In a busy week of enforcement activity and public pronouncements, the FCA has imposed a financial penalty on a bank for historic breaches in relation

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

This week at the UK regulators - 6 January 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings

This week at the UK regulators - 22 July 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 22 2013

Last week saw another example of the FCA focusing attention on its forward-facing consumer protection work by announcing a substantial financial

This week at the UK regulators - 8 July 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 8 2013

Last week saw the FCA's focus remain firmly on consumer protection as it followed its thematic review into mobile phone insurance with enforcement

FSA update

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • September 12 2011

The FSA has fined Swift 1st Limited £630,000 for unfair treatment of some customers facing mortgage arrears