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Results: 1-6 of 6

Important financial services changes in 2014 Budget

  • Blake Cassels & Graydon LLP
  • -
  • Canada
  • -
  • February 14 2014

The Economic Action Plan 2014, as the federal government calls its budget, tabled in the House of Commons on February 11, 2014 contains a number of

Fraud and misconduct by financial intermediaries

  • McMillan LLP
  • -
  • Canada
  • -
  • May 8 2012

Fraud or its synonyms “dishonesty, infidelity, faithlessness, perfidy, unfairness etc...” is the direct antithesis of “trust, good faith, fidelity, fiduciary etc...” which are the hallmarks of the relationship between a financial institution and its clients

Department of finance initiates consultations on strengthening AMLATF regime

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • February 7 2012

Late last year, the Department of Finance released a consultation paper seeking views on measures to further strengthen the Canadian anti-money laundering (AML) and anti-terrorist financing (ATF) regime

Compensation for victims of financial fraud considered by AMF

  • Stikeman Elliott LLP
  • -
  • Canada
  • -
  • December 9 2011

Quebec's Autorité des marchés financiers today launched a public consultation to consider a potential compensation system for consumers of financial products and services that have been victims of fraud

Federal budget 2010 financial sector highlights

  • Fasken Martineau DuMoulin LLP
  • -
  • Canada
  • -
  • March 4 2010

The March 4, 2010 federal budget, Leading the Way on Jobs and Growth, contains a number of initiatives related to the financial sector

Investment management update: recent regulatory issues affecting adviser and dealer firms

  • McMillan LLP
  • -
  • Canada
  • -
  • March 31 2008

In addition to the recent publication of a revised version of National Instrument 31-103 Registration Requirements, there have been a number of other regulatory developments since the beginning of 2008 which may affect or be of interest to registered advisers and dealers involved in the Canadian investment management industry