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Results: 1-10 of 31

Business law reform legal update

  • Buddle Findlay
  • -
  • New Zealand
  • -
  • March 27 2013

In this update we summarise the outcome of a number of law reform projects from June 2012 to March 2013

Financial services quarterly

  • Bell Gully
  • -
  • Australia, New Zealand
  • -
  • March 12 2013

Welcome to the Autumn 2013 issue of Financial Services Quarterly. Each edition reviews current legal issues and highlights upcoming developments that

MBIE consultation on financial market conduct regulations

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • December 20 2012

MBIE has released a discussion paper on regulations and registers to be made under the Financial Markets Conduct Bill. The Bill requires a large amount of

FMA guidance note on KiwiSaver sales and distribution

  • Russell McVeagh
  • -
  • New Zealand
  • -
  • October 23 2012

The FMA has released its guidance note on how KiwiSaver sales and distribution are regulated under the Financial Advisers Act 2008

Unsolicited call treatment in financial markets conduct bill better, but still not ideal

  • Chapman Tripp
  • -
  • New Zealand
  • -
  • September 21 2012

Authorised Financial Advisers and Qualifying Financial Entities advisers will be able to market financial products without restriction when acting in the “ordinary course of their business” under a change to the Financial Markets Conduct Bill

The Financial Markets Conduct Bill what came out in the wash?

  • Chapman Tripp
  • -
  • New Zealand
  • -
  • September 11 2012

The Financial Markets Conduct Bill has emerged from the Commerce Select Committee more finely honed and fit for purpose

Trans-Tasman mutual recognition of financial advisers

  • Buddle Findlay
  • -
  • Australia, New Zealand
  • -
  • August 7 2012

The Australian Securities and Investments Commission and the New Zealand Financial Markets Authority have implemented a mutual recognition scheme for financial advisers

Trans-Tasman mutual recognition of financial advisers effective from this week

  • Russell McVeagh
  • -
  • Australia, New Zealand
  • -
  • July 5 2012

The Australian Securities & Investments Commission (ASIC) and New Zealand’s Financial Markets Authority (FMA) have confirmed that mutual recognition arrangements for Australian and New Zealand financial advisers take effect from the end of this week

Doing business in New Zealand

  • Simpson Grierson
  • -
  • New Zealand
  • -
  • June 1 2012

This guide introduces you to New Zealand's business and trading environment, with particular focus on legal and regulatory matters

Clear, concise and effective: draft FMA guidance on securities offering documents

  • Simpson Grierson
  • -
  • New Zealand
  • -
  • March 5 2012

The Financial Markets Authority (FMA) recently released a draft guidance note on effective disclosure

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