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Irannotices begin to roll into the SEC

Leonard, Street and Deinard
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Iran, USA
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February 12 2013

A number of companies have filed IRANNOTICEs on EDGAR with the SEC (thanks to Broc Romanek for pointing this out). The notices reference disclosures

CFPB issues report highlighting supervision activities and compliance expectations

Leonard, Street and Deinard
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USA
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November 1 2012

The CFPB has issued a report highlighting its supervision activities

CFPB adopts final enforcement rules

Leonard, Street and Deinard
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USA
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June 8 2012

The CFPB has adopted three final rules that deal with its procedures and practices related to enforcing federal consumer financial law

FSOC moves to stage two on financial market utilities

Leonard, Street and Deinard
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USA
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February 6 2012

In July 2011, the Financial Stability Oversight Council, or FSOC, adopted rules pursuant to Section 804 of the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFPB to provide early warning of possible enforcement actions

Leonard, Street and Deinard
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USA
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November 7 2011

The Consumer Financial Protection Bureau, or CFPB, has outlined plans to provide advance notice of potential enforcement actions to individuals and firms under investigation

Holly Petraeus and CFPB analyzing financial products tailored to servicemembers

Leonard, Street and Deinard
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USA
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September 11 2011

The Consumer Financial Protection Bureau, or CFPB, has announced that it is seeking public input on consumer financial products and services tailored to servicemembers and their families

FSOC issues first annual report

Leonard, Street and Deinard
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USA
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July 28 2011

The Financial Stability Oversight Council, or FSOC, has issued its first annual report

Final rules permit FDIC to clawback compensation based on negligence for covered financial companies

Leonard, Street and Deinard
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USA
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July 6 2011

The FDIC has adopted final rules which provide that the FDIC, as receiver of a covered financial company, may recover from senior executives and directors who were substantially responsible for the failed condition of the company any compensation they received during the two-year period preceding the date on which the FDIC was appointed as receiver, or for an unlimited period in the case of fraud

Agencies seek comment on stress testing guidance

Leonard, Street and Deinard
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USA
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June 12 2011

The Federal Reserve Board, the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation are seeking comment on proposed supervisory guidance regarding stress-testing practices at banking organizations with total consolidated assets of more than $10 billion

FSOC issues notice of proposed rulemaking regarding authority to require supervision and regulation of certain nonbank financial companies

Leonard, Street and Deinard
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USA
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January 18 2011

The Dodd-Frank Act mandated that the Financial Stability Oversight Council, or FSOC, ensure that all financial companies whose failure could pose a threat to the financial stability of the United States - not just banks - will be subject to strong oversight