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Not so credible deterrence

  • RPC
  • -
  • United Kingdom
  • -
  • April 26 2012

The FSA’s Enforcement Guide states that taking action against individuals sends an important message about the FSA’s regulatory objectives and priorities and the FSA considers that such cases have important deterrent values

FSA criminal prosecutions

  • RPC
  • -
  • United Kingdom
  • -
  • December 9 2009

While there is a focus on the nature of future financial services regulation, the FSA’s Enforcement Division continues to assiduously pursue enforcement cases