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Commission refers Italy over DMD

Dentons
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European Union, Italy
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October 7 2011

The Commission has referred Italy to the Court of Justice of the European Union (ECJ) for failure properly to implement the Distance Marketing Directive (DMD

FSCP publishes platforms position paper

Dentons
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United Kingdom
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March 18 2011

FSCP has published a position paper on platforms in the context of the Retail Distribution Review (RDR

Treasury makes FS Act commencement order

Dentons
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United Kingdom
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October 15 2010

The first commencement order made under the Financial Services Act 2010 has brought into force from 12 October provisions of the FS Act which remove FSA's public awareness objective and instead require FSA to take into account improving public knowledge and for it to pay regard to information from the Consumer Financial Education Body (CFEB

FSA confirms retail TC rules

Dentons
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United Kingdom
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December 23 2010

FSA has confirmed the changes to its rules on training and competence for those who work in the retail advisory sector

FSA consults on suitability guidance

Dentons
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United Kingdom
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January 14 2011

FSA is consulting on proposed guidance to help firms establish the risk customers are willing and able to take and to make a suitable investment selection for them

Up next from FSA

Dentons
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United Kingdom
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September 3 2010

During September, FSA publications will include feedback on its consultation on implementing aspects of the Financial Services Act 2010

FSA consults on platforms and the RDR

Dentons
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United Kingdom
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November 19 2010

FSA is consulting on changes to COBS that will ensure compliance with the standards of the Retail Distribution Review (RDR) when consumers use platforms to buy and manage investments