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Results: 1-10 of 32

This week at the UK regulators - 23 June 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most

This week at the UK regulators - 2 June 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • June 2 2014

Headlines last week were dominated by the Upper Tribunal's long-awaited decision in the market abuse case pursued against Mr Ian Hannam. The

International regulatory update - 6 9 May 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • -
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt

This week at the UK regulators - 14 April 2014

  • Clifford Chance LLP
  • -
  • United Kingdom, USA
  • -
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent

This week at the UK regulators - 2 April 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • April 2 2014

In a busy week of enforcement activity and public pronouncements, the FCA has imposed a financial penalty on a bank for historic breaches in relation

This week at the UK regulators - 24 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

This week at the UK regulators -10 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 10 2014

Aside from the well publicised commencement of an internal investigation by the Bank of England in relation to allegations that officials condoned, or

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

This week at the UK regulators - 6 January 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings