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Results: 1-10 of 28

This week at the UK regulators - 24 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 24 2014

In its first market abuse case concerning the gilts market, the FCA has imposed a fine of over £662,000 on a former bond trader for unsuccessful

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

This week at the UK regulators -10 March 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • March 10 2014

Aside from the well publicised commencement of an internal investigation by the Bank of England in relation to allegations that officials condoned, or

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

International regulatory update - 27 31 January 2014

  • Clifford Chance LLP
  • -
  • European Union, France, Germany, Global, Italy, Japan, Netherlands, Singapore, United Kingdom, USA
  • -
  • January 31 2014

The EU Commission has adopted a proposed regulation on structural measures to improve the resilience of EU credit institutions. The proposed

This week at the UK regulators - 6 January 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings

This week at the UK regulators - 25 November 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • November 25 2013

Aside from an announcement of the commencement of thematic review into price comparison websites and a statement issued by the FCA and PRA in relation

International Regulatory Update 16-20 September 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Singapore, United Kingdom, USA
  • -
  • September 24 2013

The EU Commission has published a proposal for a regulation on indices used as benchmarks in financial instruments and financial contracts. The

This week at the UK regulators - 22 July 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 22 2013

Last week saw another example of the FCA focusing attention on its forward-facing consumer protection work by announcing a substantial financial

This week at the UK regulators - 8 July 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 8 2013

Last week saw the FCA's focus remain firmly on consumer protection as it followed its thematic review into mobile phone insurance with enforcement