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Immunity powers proposed for the FSA

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • January 16 2009

On January 14, the UK government announced proposals that would give the UK Financial Services Authority (FSA) new statutory powers

FSA consults on use of firm-commissioned reports

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • January 30 2009

On January 26, the UK Financial Services Authority (FSA) published consultation paper CP0905 Obtaining and using firm-commissioned reports, setting out proposed guidance on the FSA's approach to using firm-commissioned reports in anticipation of a possible FSA enforcement action

Chairman of the FSA sets out regulatory reform agenda

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • January 30 2009

On January 21, Lord Adair Turner, chairman of the UK Financial Services Authority (FSA), gave The Economist's Inaugural City Lecture in London

The future of EU regulation

  • Katten Muchin Rosenman LLP
  • -
  • European Union, United Kingdom
  • -
  • April 11 2008

On April 4, the Financial Services Authority (FSA) published its International Regulatory Outlook, setting out developments in international financial services policy

FSA issues new enforcement rule book

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • August 3 2007

On July 27, the Financial Services Authority (FSA) issued policy statement PS0712 and announced the results of its review of its Enforcement and Decision Making Manuals

FSA publishes Annual Report

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • June 22 2007

On June 21, the Financial Services Authority (FSA) published its Annual Report for the year 200607

FSA issues Market Watch 33

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • September 11 2009

The UK Financial Services Authority (FSA) published issue 33 of its Market Watch newsletter on August 28

Consultation on EU Communication on Financial Supervision

  • Katten Muchin Rosenman LLP
  • -
  • European Union
  • -
  • September 18 2009

On September 15, the European Commission published a summary of the responses it has received to the public consultation on its Communication on Financial Supervision dated May 27 (the Communication), together with those responses which were authorized for publication

FSA publishes quarterly consultation

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • July 13 2007

On July 6, the Financial Services Authority (FSA) published its 13th quarterly consultation (CP0713) with various proposals to amend the FSA Handbook’s glossary of definitions, Insurance Prudential Sourcebooks, Fees Manual, Market Conduct sourcebook and New Collective Investment Schemes sourcebook

Revised FSA website financial promotions section launched

  • Katten Muchin Rosenman LLP
  • -
  • United Kingdom
  • -
  • March 28 2008

On March 27, the UK Financial Services Authority (FSA) revised and re-launched the section of its website which contains information and guidance on financial promotions

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