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FFIEC implements new infobase technology for the information technology examination handbook
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 25 2012
The Federal Financial Institutions Examination Council (FFIEC) recently upgraded the functions and features of the InfoBase for the FFIEC Information Technology Examination Handbook (IT Handbook
FDIC issues proposal regarding enforceability of contracts for systemically important financial institutions
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 23 2012
On March 20, the Federal Deposit Insurance Corporation (FDIC) proposed a rule (Proposed Rule), with request for comments, that implements section 210(c)(16) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act or the Act) , which permits the FDIC, as receiver for a financial company whose failure would pose a significant risk to the financial stability of the United States (a covered financial company), to enforce contracts of subsidiaries or affiliates of the covered financial company despite contract clauses that purport to terminate, accelerate, or provide for other remedies based on the insolvency, financial condition or receivership of the covered financial company
Obama appoints Cordray as CFPB head
- Katten Muchin Rosenman LLP
- -
- USA
- -
- January 6 2012
On January 4, President Obama appointed former Ohio Attorney General Richard Cordray as Director of the Consumer Financial Protection Bureau (the CFPB
FSA publishes annual report
- Katten Muchin Rosenman LLP
- -
- USA
- -
- June 24 2011
The UK Financial Services Authority (FSA) has published its Annual Report for 201011, outlining its performance against the priorities set out in its 201011 Business Plan and its statutory objectives
FINRA clarifies obligations and supervisory responsibilities for functions outsourced to third-party service providers
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 1 2011
The Financial Industry Regulatory Authority is requesting comment on a proposed new rule clarifying the scope of a member firm's obligations and supervisory responsibilities for functions or activities outsourced to a third-party service provider
EC publishes financial services legislative agenda
- Katten Muchin Rosenman LLP
- -
- USA
- -
- March 4 2011
On February 25, the European Commission published an updated agenda and timetable for financial services legislative proposals including the following Securities Law Directive, expected to be adopted in May 2011Recast Market Abuse Directive (20036EC) and its three implementing directives, expected to be adopted in June 2011Review of the Markets in Financial Instruments Directive (200439EC) (commonly known as MiFID II), expected to be adopted in June 2011Amendments to the Capital Requirements Directive (200648EC and 200649EC) (CRD), expected to be adopted in June 2011
FSA announces new policy on mobile phone taping
- Katten Muchin Rosenman LLP
- -
- USA
- -
- November 19 2010
On November 11, the UK Financial Services Authority (FSA) published its Policy Statement 1017 (feedback on its "taping of mobile phones" consultation and final rules
Financial services regulatory reform legislation moves forward
- Katten Muchin Rosenman LLP
- -
- USA
- -
- May 27 2010
Financial services regulatory reform, in particular, the regulation of the over-the-counter derivatives markets and market participants, took a major step forward late last week when the Senate passed the Restoring American Financial Stability Act of 2010
Financial Services Act 2010 passed
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 16 2010
The Financial Services Act 2010 received Royal Assent on April 8
Federal regulators release model consumer privacy notice Online Form Builder
- Katten Muchin Rosenman LLP
- -
- USA
- -
- April 16 2010
Eight federal regulators have released an Online Form Builder that financial institutions can download and use to develop and print customized versions of a model consumer privacy notice under the Gramm-Leach-Bliley Act (GLBA
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- Firm Name - Katten Muchin Rosenman LLP
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