We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 146

The small firms financial crime review

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

In April 2008, the FSA launched a major thematic project which was aimed at establishing the extent to which small firms across the financial services industry addressed financial crime risks in their businesses

Queen’s Speech - Financial Services Regulation Bill

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

A transcript of the Queen's Speech which outlines the Government's priorities for the coming Parliamentary year has been published on the Number 10 website

Something old and something new: Novel and familiar drivers of the latest crisis

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis

The six-month time limit

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 31 2010

The Financial Ombudsman Service (FOS) has published an online technical resource note that explains the "six-month time limit" for referring complaints to it

Client Money and Asset report Dear CEO letter - follow up

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 28 2010

On 19 January 2010, the FSA published a Dear CEO letter it had sent to firms drawing their attention to concerns over the handling of client money and assets

FSA's approach to intensive supervision

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 28 2010

On 18 May 2010, the FSA published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

FSA’s approach to intensive supervision

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision

Simplified Advice

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 21 2010

The FSA has published a speech given by Sheila Nicoll (Conduct Policy Director, FSA) which is entitled Simplified Advice

FSA complaints data 2009 H2

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

The FSA has published complaints data for the second half of 2009

TheCityUK lays out vision for financial services industry

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • May 18 2010

TheCityUK is an independent body, established with the support of the City of London Corporation and in consultation with government and industry

Current Search

Suggested Facets

Author

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy