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Results: 1-10 of 2,523

FCA update on its status disclosure rules

  • RPC
  • -
  • United Kingdom
  • -
  • May 14 2013

On 1 May 2013, the Financial Conduct Authority (FCA) published a press release to clarify the 12 month transitional period for authorised firms to

Financial services legislative and regulatory update

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 13 2013

What had been a relatively quiet week, where until Friday it seemed like the biggest news was that Treasury Secretary Jack Lew was working on his

IMCO reports on IMD2 and KID

  • Dentons
  • -
  • European Union
  • -
  • May 10 2013

The Internal Market and Consumer Protection Committee (IMCO) has reported to the Economic and Monetary Affairs Committee (ECON) on the proposals for

Financial Holding Company Act 2013

  • Mayer Brown LLP
  • -
  • Singapore
  • -
  • May 9 2013

Singapore's legislature enacted the Financial Holding Company Act 2013 ("Act") on 8 April 2013. The Act introduces a regulatory framework for the

Variable products distribution - SEC issues no action letter clarifying position on insurance networking arrangements

  • Locke Lord LLP
  • -
  • USA
  • -
  • May 7 2013

The staff at the Securities and Exchange Commission ("SEC") Division of Trading and Markets (the "Staff") recently issued a no-action letter1 to

This week at the UK regulators - 7 May 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

A warning to financial institutions: failure to issue a litigation hold may have serious consequences

  • Frost Brown Todd LLC
  • -
  • USA
  • -
  • May 3 2013

As electronic discovery has become more prevalent and voluminous, national standards for the preservation of evidence have evolved dramatically in

New Romanian Financial Supervisory Authority to commence activity as of 30 April 2013

  • CMS Cameron McKenna
  • -
  • Romania
  • -
  • May 2 2013

On 23 April 2013, Law no. 113 approving Government Emergency Ordinance no. 932012 ("GEO 932012") dealing with the establishment, organization and

AIFMD: Ensuring your insurance is right

  • Guernsey Finance
  • -
  • European Union
  • -
  • May 1 2013

While you may have been following the progress of the Alternative Investment Fund Management Directive (AIFMD) since the publication of its first

EIOPA publishes database of European systems

  • Freshfields Bruckhaus Deringer LLP
  • -
  • European Union
  • -
  • April 30 2013

EIOPA has published a database providing a comprehensive overview of registered financial institutions in the European Economic Area (EEA). It

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