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New FSA guide to financial crime risk

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • August 5 2011

In late-June the FSA published Financial crime: a guide for firms, a new draft regulatory guide on financial crime

Future regulatory action and criminal risks

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • August 5 2011

Given the FSA's vocal dissatisfaction with firms' progress in managing financial crime risks, both following its thematic reviews and in its comments on the Willis case, we can expect more enforcement action, with further thematic reviews in the financial crime arena soon

Managing anti-bribery and corruption risk in the financial services sector

  • Freshfields Bruckhaus Deringer LLP
  • -
  • United Kingdom
  • -
  • June 10 2010

Anti-bribery and corruption procedures should now be a key area of focus for all financial institutions, given recent regulatory and legal developments