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The end of the FSA. But what can we expect from the new regime?

Nabarro LLP
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United Kingdom
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March 7 2013

On 1 April 2013, the Financial Services Authority (FSA) will be abolished and replaced by a new regulatory regime. The Government said when it came to

FSA Business Plan 201112 progress report

Nabarro LLP
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United Kingdom
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November 30 2011

The FSA has published a progress report setting out the extent to which it has met the objectives in the Business Plan 201112

FSA publishes finalised guidance on remuneration

Nabarro LLP
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United Kingdom
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October 31 2011

On 5 October 2011 the FSA published final guidance on issues relating to the FSA’s remuneration code

UK opposes European Commission plans for a financial transaction tax

Nabarro LLP
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European Union, United Kingdom
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October 31 2011

The UK Government has indicated that it will resist the European Commission’s (Commission) proposed financial transaction tax

LSE acquisition of Transaction Reporting System

Nabarro LLP
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United Kingdom
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October 31 2011

On 25 February 2011, the FSA published a letter to Transaction Reporting System (TRS) users explaining how the LSE has purchased TRS from the FSA

How prominent are your financial promotions?

Nabarro LLP
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United Kingdom
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October 31 2011

On 28 September 2011, the FSA published final guidance on the appropriate degree of prominence of financial promotions

Joint Committee publishes responses to the draft Financial Services Bill

Nabarro LLP
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United Kingdom
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October 31 2011

On 15 September 2011 the House of Lords and House of Commons Joint Committee for pre-legislative scrutiny of the draft Financial Services Bill published the responses that it has received to its consultation on the draft Financial Services Bill

FSA updates approved persons webpage

Nabarro LLP
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United Kingdom
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October 31 2011

The FSA has updated its webpages to include information about the new CASS operational oversight controlled function (CF10a

FSA and Swiss regulator launch investigation into UBS

Nabarro LLP
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United Kingdom
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October 31 2011

On 16 September 2011, the FSA announced that it would launch an investigation into the conduct of Kweku Adoboli, the alleged rogue trader who is thought to have made losses in excess of $2.3bn while working on the UBS Delta One Exchange Traded Funds (ETF) trading desk

FSA publishes guidelines on "buy out" awards for new staff

Nabarro LLP
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United Kingdom
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October 31 2011

On 18 October 2011, the FSA published guidance on the application of the Remuneration Code (Code) which is intended to clarify when "buy out" awards may be paid without breaching the Code

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Workarea - Insurance & Reinsurance
Workarea - Banking
Workarea - Capital Markets
Jurisdiction - United Kingdom
Firm Name - Nabarro LLP

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