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The regulation of introducers: Article 25 of the Regulated Activities Order

Nabarro LLP
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United Kingdom
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April 30 2010

We are often asked whether a person or company needs to be FSA-authorised when they provide an "introducing"-based financial service

The end of the FSA. But what can we expect from the new regime?

Nabarro LLP
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United Kingdom
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March 7 2013

On 1 April 2013, the Financial Services Authority (FSA) will be abolished and replaced by a new regulatory regime. The Government said when it came to

Changes to the FSA's approved persons regime

Nabarro LLP
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United Kingdom
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July 21 2011

Since the financial crisis, the Financial Services Authority (FSA) has undertaken a considerable amount of work in relation to governance and risk management of FSA-regulated firms

UK class actions are coming to financial services

Nabarro LLP
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United Kingdom
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December 3 2009

The recently published Financial Services Bill paves the way for class actions in relation to financial services claims in the UK

FSA updates approved persons webpage

Nabarro LLP
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United Kingdom
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October 31 2011

The FSA has updated its webpages to include information about the new CASS operational oversight controlled function (CF10a

Government confirms dates to amend the prospectus regime

Nabarro LLP
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United Kingdom
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July 28 2011

The Government has published the Prospectus Regulations 2011 which will amend the prospectus regime outlined in the Financial Services and Markets Act 2000 (FSMA

CAT partially quashes CC's report on payment protection insurance

Nabarro LLP
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United Kingdom
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November 27 2009

On 29 January 2009 the Competition Commission ("CC") published its report on its market investigation into payment protection insurance

Report on lack of competition for Payment Protection Insurance

Nabarro LLP
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United Kingdom
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July 1 2008

The Competition Commission (CC) has published its provisional findings in relation to the Payment Protection Insurance (PPI) market in the UK

Remedy package for payment protection insurance market

Nabarro LLP
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United Kingdom
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February 17 2009

On 28 January 2009, the Competition Commission (CC) published its final report on the payment protection insurance (PPI) market

Firms should review their remuneration policies to take account of risk

Nabarro LLP
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United Kingdom
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November 18 2009

As part of the diagnosis of the recent financial crisis, it has been widely accepted that remuneration policies of financial services firms were a contributory factor to the severity and duration of the crisis

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