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New PRA and FCA regimes for approved persons

Herbert Smith Freehills LLP
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United Kingdom
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October 11 2012

The FSA has published a consultation paper on the PRA and FCA regimes for approved persons (CP 1226

Acting in concert and deemed voting power: new FSA guidance

Herbert Smith Freehills LLP
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United Kingdom
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June 3 2010

On 6 April 2010, the FSA published Draft Guidance setting out its views on when persons might be "acting in concert" or hold deemed voting power for the purposes of its controller regime (the "Draft Guidance"

Effective corporate governance: significant influence controlled functions and the Walker Review

Herbert Smith Freehills LLP
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United Kingdom
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February 4 2010

The FSA has published a consultation paper (CP103) entitled "Effective corporate governance (significant influence controlled functions and the Walker review)" which discusses the following

A summary of major developments in key areas

Herbert Smith Freehills LLP
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Australia, European Union, Indonesia, Myanmar, United Kingdom
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March 7 2013

The Financial Reporting Council (FRC) and institutional bodies have published the following guidance in relation to corporate governance and

The Equator Principles: beyond project finance

Herbert Smith Freehills LLP
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United Kingdom
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June 9 2011

The Equator Principles Association (EPA) has published a report prepared by consultants ERM on the outcome of the Strategic Review of the Principles

The FSA's "Dear CEO" letter on firms' liquidity risk management

Herbert Smith Freehills LLP
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United Kingdom
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January 18 2010

Our daily update referred to the publication of the FSA's "Dear CEO letter", in which the FSA asks for responses by 12 February 2010: confirming that the new systems and controls requirements have been properly embedded; outlining any remaining actions that need to be taken; and confirming that appropriate plans are in place to ensure accurate electronic reporting of liquidity data from the firm's switch-on date

Court of Appeal to consider availability of court action to top up FOS awards

Herbert Smith Freehills LLP
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United Kingdom
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April 9 2013

The Court of Appeal has granted a firm permission to appeal a recent High Court decision which held that complainants who accept an award of

An insight into the FSA's implementation of the new financial services regulatory structure and concerns

Herbert Smith Freehills LLP
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United Kingdom
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October 15 2010

HM Treasury has very recently published a memorandum submitted by the FSA in response to its inquiry into the Government's proposals for reform of financial regulation

FSA remuneration code

Herbert Smith Freehills LLP
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United Kingdom
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August 3 2012

The FSA have recently published two consultations in relation to its Remuneration Code

Corporate governance a fundamental aspect of the FSA’s intensive supervisory agenda?

Herbert Smith Freehills LLP
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United Kingdom
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March 18 2010

During the last three years, the way in which the Financial Services Authority regulates has changed radically both in terms of approach and intensity

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Search results

New PRA and FCA regimes for approved persons

Acting in concert and deemed voting power: new FSA guidance

Effective corporate governance: significant influence controlled functions and the Walker Review

A summary of major developments in key areas

The Equator Principles: beyond project finance

The FSA's "Dear CEO" letter on firms' liquidity risk management

Court of Appeal to consider availability of court action to top up FOS awards

An insight into the FSA's implementation of the new financial services regulatory structure and concerns

FSA remuneration code

Corporate governance a fundamental aspect of the FSA’s intensive supervisory agenda?

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