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Results: 1-10 of 153

Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and

Financial crime controls

  • Dentons
  • -
  • United Kingdom
  • -
  • November 19 2014

In November 2014, FCA published the results of two thematic reviews into how firms manage their financial crime risks, together with proposed

International regulatory update - 3 7 November 2014

  • Clifford Chance LLP
  • -
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • -
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Fraud watch summer - 2014

  • Hill Dickinson LLP
  • -
  • Iceland, United Kingdom
  • -
  • September 1 2014

The civil justice reforms introduced the concept of qualified one way Costs shifting (QOCS) for personal injury claims. CPR 44.13-17 limits The

UK: update on insurance fraud dishonest claims, inducements and medical fees all targeted by government in fight against insurance fraud

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • August 28 2014

Government legislation aimed at tackling the growing scourge of insurance fraud is making its way through Parliament. The government is also looking

A final call for compliance!

  • Mills & Reeve LLP
  • -
  • United Kingdom
  • -
  • August 20 2014

In April 2014 the Financial Conduct Authority (FCA) published the second stage of its review of the implementation of the Retail Distribution Review

This week at the UK regulators - 29 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two

Insurance brokers: coming into the regulatory firing line

  • Clyde & Co LLP
  • -
  • United Kingdom
  • -
  • July 23 2014

A series of fines imposed by the Financial Conduct Authority on insurance brokers for failures connected with anti-bribery and corruption in its

H1 2014 UK banking litigation and financial services regulatory update

  • Debevoise & Plimpton LLP
  • -
  • United Kingdom
  • -
  • July 11 2014

In March 2014, the UK Court of Appeal handed down its decision in Barclays Bank Plc v Unicredit Bank AG 2014 EWCA Civ 302. The appeal concerned the