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Results: 1-10 of 131

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Besso Limited fined by the FCA for anti-bribery systems failings

  • McGuireWoods LLP
  • -
  • United Kingdom
  • -
  • March 31 2014

The FCA recently published its final notice in relation to action it has taken against insurance broker Besso Limited for a failure to take

UK Financial Conduct Authority imposes fine on Besso Limited

  • Debevoise & Plimpton LLP
  • -
  • United Kingdom
  • -
  • March 30 2014

The commercial insurance broking sector is heavily reliant upon the services of third parties to help obtain, retain and service customers ("Third

ABI announces £11.7m investment in Insurance Fraud Enforcement Department

  • Winston & Strawn LLP
  • -
  • United Kingdom, USA
  • -
  • March 26 2014

On 14 March 2014, the Association of British Insurers (ABI) announced its commitment to invest £11.7 million in the Insurance Fraud Enforcement

A continuation on the thematic review: insurance broker fined for ABC failings

  • RPC
  • -
  • United Kingdom
  • -
  • March 25 2014

Such is the seeming regularity with which insurance brokers face censure from the FCA for failings in their anti-bribery and corruption systems and

International regulatory update -10 14 March 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • -
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

Financial services updater 13 January 2014: enforcement

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain

This week at the UK regulators - 6 January 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings

FCA fines insurance broker £1.8 million for failures to implement anti-bribery and corruption (ABC) policies

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • December 23 2013

The FCA has fined JLT Specialty Limited ("JLT") £1.8 million (Stage 1: 30 discount) for a breach of Principle 3 (management and control) arising