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Results: 1-10 of 145

Insurance brokers: coming into the regulatory firing line

  • Clyde & Co LLP
  • -
  • United Kingdom
  • -
  • July 23 2014

A series of fines imposed by the Financial Conduct Authority on insurance brokers for failures connected with anti-bribery and corruption in its

H1 2014 UK banking litigation and financial services regulatory update

  • Debevoise & Plimpton LLP
  • -
  • United Kingdom
  • -
  • July 11 2014

In March 2014, the UK Court of Appeal handed down its decision in Barclays Bank Plc v Unicredit Bank AG 2014 EWCA Civ 302. The appeal concerned the

Insuring the cost of prosecutions and regulatory investigations

  • Burges Salmon LLP
  • -
  • United Kingdom
  • -
  • June 30 2014

An investigation by a regulator or criminal prosecution can be a significant strain on a business' resources and involve considerable expense. For

UK: update on insurance fraud legislators enter the fray at last in targeting fraudulently exaggerated claims

  • Hogan Lovells
  • -
  • United Kingdom
  • -
  • June 12 2014

The Coalition Government has announced plans to bring in legislation ahead of next year's general election to help tackle the ever increasing rise of

DPAs and the implications for D&O insurers

  • Ince & Co LLP
  • -
  • United Kingdom
  • -
  • June 9 2014

On 24 February 2014, Deferred Prosecution Agreements (DPAs), introduced by Schedule 17 of the Crime and Courts Act 2013 (the Act), were made

Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package

The financial report May 1, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • May 1 2014

The European Banking Authority and the Bank of England separately announced the release of their respective methodologies and macroeconomic scenarios

Avoid potential FCA fines: Ensure proper antibribery and corruption systems and controls are in place

  • Memery Crystal LLP
  • -
  • United Kingdom
  • -
  • April 30 2014

The FCA has recently fined Besso Limited, a general insurance broker, £315,000 (reduced from £450,000 for early settlement) for failing to have