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Intervention the FCA’s approach

  • Berwin Leighton Paisner LLP
  • -
  • United Kingdom
  • -
  • April 16 2015

"Intervention" seems to be the word of the moment at 25 The North Colonnade. Whether it's "early intervention" or "product intervention", acting

Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on

Fewer listed company circulars require approval - 1 April 2015

  • Macfarlanes LLP
  • -
  • United Kingdom
  • -
  • April 7 2015

Changes to the FCA’s vetting of circulars took effect on 1 April. The revisions decrease the number of circulars requiring approval. Previously LR13.2

Revised UKLA technical notes six new notes added

  • Macfarlanes LLP
  • -
  • United Kingdom
  • -
  • April 7 2015

The FCA has made significant changes to its technical notes. In addition to making clarificatory amendments to a number of notes (including deleting

The Financial Report April 2, 2015 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • April 2 2015

Reuters reported that Latvia, which currently holds the European Union presidency, opposes a proposal that would prohibit European banks from engaging

Financial Regulatory Developments 2 April - Treasury Select Committee (Treasury committee)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Following the publication of the Davis report into FCA's mishandling of a pre-briefing of its Life Insurance Review in March 2014, the Treasury

Financial Regulatory Developments 2 April - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

The March edition of Ombudsman News contains case studies focusing on disputes arising from ISAs and savings accounts, farming and insurance and

Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover

Financial Regulatory Developments 2 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

In conjunction with the consultations discussed under FCA above, PRA is consulting on how it intends to apply the Senior Insurance Managers Regime

Financial policy committee given certain macro-prudential powers of direction

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • March 31 2015

On March 25, 2015, UK legislation was enacted which gives the BoE's FPC power to issue directions to the PRA and the FCA for certain macro-prudential