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Ombudsman or court proceedings?

  • Anthony Gold Solicitors
  • -
  • United Kingdom
  • -
  • July 28 2014

There are a number of well-established Ombudsman schemes available to people who wish to complain about various industries - local government, legal

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 25 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published a new Insurance Bill to take account of the recommendations of the Law Commission on insurance law reform. The Bill has three

Updated legal and regulatory calendars for financial institutions

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • July 21 2014

With many legal and regulatory developments still to come in 2014, it is important for financial institutions to consider and understand these

This week at the UK regulators - 21 July 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • July 21 2014

In a week without concluded enforcement cases, the main development has been the publication of studies conducted by the FCA and the Competition and

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid

H1 2014 UK banking litigation and financial services regulatory update

  • Debevoise & Plimpton LLP
  • -
  • United Kingdom
  • -
  • July 11 2014

In March 2014, the UK Court of Appeal handed down its decision in Barclays Bank Plc v Unicredit Bank AG 2014 EWCA Civ 302. The appeal concerned the

Financial Regulatory Developments 4 July - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 4 2014

PRA has finalised its rules on its fees and levies. Its policy statement in response to its consultation highlights: its final Annual Funding

Corporate insurance newsletter June 2014

  • Hogan Lovells
  • -
  • Global, United Kingdom
  • -
  • June 30 2014

On 19 June 2014, the Prudential Regulation Authority (PRA) published a policy statement, PS514, which contains the final statement of policy, rules

Know your regulator

  • RPC
  • -
  • United Kingdom
  • -
  • June 27 2014

The importance of good relations with regulators has never been more important. Regulation is fast becoming the key concern of compliance teams