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Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

PRA has published an update on Solvency 2 implementation intended to be of use to firms planning to use an internal model. (Source: FCA Updates on

Financial Regulatory Developments 5 September - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FOS has published the latest complaints figures from financial institutions. FOS took on nearly 200,000 cases during the first half of 2014, 70 of

The financial report September 4, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • European Union, United Kingdom
  • -
  • September 4 2014

Bloomberg outlined the upcoming milestones in the European Union’s efforts to forge a banking union. (8282014) Milestones. The UK Financial Conduct

Valuation risk - PRA supervisory statement for insurers

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • September 3 2014

On 22 August 2014, the Prudential Regulation Authority in the UK (the PRA) issued a supervisory statement for insurers authorised by it regarding

PRA - planned activities for Solvency II transposition

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • September 3 2014

On 19 August 2014, the Prudential Regulation Authority in the UK (the PRA) published a letter sent to UK firms regarding its intended activities

Outsourced insurance sales - FCA imposes significant fine

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • September 3 2014

The Financial Conduct Authority in the UK (the FCA) has imposed a fine of £8.4 million on a UK authorised non-life insurer for failings concerning

This week at the UK regulators - 2 September 2014

  • Clifford Chance LLP
  • -
  • India, United Kingdom, USA
  • -
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and

Financial Regulatory Developments 22 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

PRA has published a new update on the preparations for Solvency 2 implementation. It will hold a conference on 17 September to cover the IMAP

A final call for compliance!

  • Mills & Reeve LLP
  • -
  • United Kingdom
  • -
  • August 20 2014

In April 2014 the Financial Conduct Authority (FCA) published the second stage of its review of the implementation of the Retail Distribution Review