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Results: 1-10 of 1,516

FCA update on its status disclosure rules

  • RPC
  • -
  • United Kingdom
  • -
  • May 14 2013

On 1 May 2013, the Financial Conduct Authority (FCA) published a press release to clarify the 12 month transitional period for authorised firms to

This week at the UK regulators - 7 May 2013

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • May 7 2013

The FCA has remained active on all fronts during the past week. It has charged more individuals in connection with criminal investigations into

Prudential Regulatory Authority

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • April 30 2013

On 1 April 2013 the Prudential Regulation Authority (PRA) replaced the Financial Services Authority and became responsible for the prudential

New UK regulatory regime enters into force

  • William Fry
  • -
  • United Kingdom
  • -
  • April 26 2013

The UK's new regulatory regime came into force on 1 April 2013. On that date, the former Financial Services Authority ('FSA') was dissolved and

Changes to the UK financial services regulatory framework

  • William Fry
  • -
  • United Kingdom
  • -
  • April 22 2013

On 26 February 2013, the Financial Services Act 2012 (Commencement No.2) Order 2013 (SI 2013423) was signed into law bringing the majority of the

FCA and FRC sign MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the

FCA publishes complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA has published data setting out the firms and products in relation to which consumers complained most in the second half of 2012. Complaints

FCA speaks on the human face of regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

Martin Wheatley spoke on how FCA plans to use behavioural economics to inform its approach to regulation. He focused on how the best firms use

FSA becomes FCA and PRA

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • April 16 2013

In the UK, changes have been made to the regulation of financial services. These changes include separating the regulation of prudential and conduct

U.K. studies financial consumers' behavior

  • Winston & Strawn LLP
  • -
  • United Kingdom
  • -
  • April 15 2013

On April 10th, the U.K.'s Financial Conduct Authority published two behavioral economics studies as part of its effort to understand the mistakes

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