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RDR and adviser charging disclosures: FCA’s patience wearing thin?

  • CMS Cameron McKenna
  • -
  • United Kingdom
  • -
  • April 15 2014

The Retail Distribution Review (RDR) introduced, among other things, new information disclosure requirements for financial advisers. Firms m

Financial Regulatory Developments 11 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 11 2014

Martin Wheatley spoke on the growth of the UK credit card market. He stressed FCA's commitment to ensuring that the market works and its aim to

Financial Services Newsletter - April 2014

  • Eversheds LLP
  • -
  • European Union, United Kingdom
  • -
  • April 10 2014

This case focused on whether a person who borrows money to invest in a number of investment properties is engaged in the business, trade or profession

Financial Regulatory Developments 4 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

PRA has published a policy statement confirming the final management expenses levy limit for the Financial Services Compensation Scheme (FSCS) for

Financial Regulatory Developments 4 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FCA took over the regulation of firms that provide consumer credit and related activities on 1 April. It noted 9 million people are in serious debt

Financial Regulatory Developments 4 April - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led

Financial Regulatory Developments 4 April - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 4 2014

FOS has fed back on responses to its consultation on its plan and budget for 201415. Respondents, with the exception of the claims management

Financial Regulatory Developments 28 March - National Audit Office (NAO)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 28 2014

NAO has published a report on regulation of financial services and how the Prudential Regulation Authority (PRA) and FCA will need to show that they

Genuine demands of PPI customer must be ascertained

  • Wragge & Co LLP
  • -
  • United Kingdom
  • -
  • March 28 2014

Insurance intermediaries should ask open and fair questions of customers to ensure they understand their genuine demands. This was the finding of the

Court of Appeal allows claim for breach of statutory duty in PPI case

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • March 27 2014

Court of Appeal finds credit broker liable for breach of statutory duty on the basis that had they met ICOBS requirements, a PPI policy would not have