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Financial Regulatory Developments 22 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

PRA has published a new update on the preparations for Solvency 2 implementation. It will hold a conference on 17 September to cover the IMAP

A final call for compliance!

  • Mills & Reeve LLP
  • -
  • United Kingdom
  • -
  • August 20 2014

In April 2014 the Financial Conduct Authority (FCA) published the second stage of its review of the implementation of the Retail Distribution Review

Financial Regulatory Developments 15 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 15 2014

FCA has fined Stonebridge International Insurance Limited £8,373,600 in relation to sales of accident insurance products. It found that, for a period

FCA consults on the establishment of independent governance committees by providers of workplace personal pension schemes

  • Shearman & Sterling LLP
  • -
  • United Kingdom
  • -
  • August 12 2014

On August 6, 2014, the FCA published a consultation paper on proposed rules that would call for providers of workplace personal pension schemes to

Technology outsourcing and UK financial services regulation

  • Morrison & Foerster LLP
  • -
  • United Kingdom
  • -
  • August 12 2014

The UK financial services regulator, the Financial Conduct Authority, has published a new list of considerations for regulated financial services

FCA fines general insurer £8.4m for TCF and conduct risk failings

  • RPC
  • -
  • United Kingdom
  • -
  • August 11 2014

The FCA's latest enforcement action in the general insurance sector is a useful source of conduct risk guidance and a reminder that firms cannot

This week at the UK regulators - 11 August 2014

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • August 11 2014

In the only publicised concluded enforcement case last week, the FCA imposed a penalty of almost £8.4 million on an insurance firm for failings

Speech on UK annuities sums up PRA's view on investments in infrastructure assets

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • August 6 2014

In a recent speech to the UK Parliament Group on Insurance and Financial Services, Mr Andrew Bulley, the Director of Life Insurance in the Prudential

PRA update on implementation of Solvency II

  • A&L Goodbody
  • -
  • United Kingdom
  • -
  • August 6 2014

On 25 July 2014, the PRA published an update note on implementation by UK firms of the Solvency II directive (2009138EC). The PRA notes that firms

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million