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Financial Regulatory Developments 19 December - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 19 2014

PRA has published feedback for general insurance firms on the standardised risk information data collection exercise issued in May 2014. (Source: PRA

Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing

FCA consults on measures to improve complaints handling

  • Norton Rose Fulbright LLP
  • -
  • United Kingdom
  • -
  • December 17 2014

Last month, the FCA published its thematic review into complaint handling involving 15 major retail firms and five trade bodies. The FCA has

This week at the UK regulators

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of

Financial Regulatory Developments 12 December - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

The latest edition of "Ombudsman News" focuses on complaints and issues that either most commonly arise or have a greater impact during the festive

Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official

The financial report December 11, 2014 - news from Europe

  • DLA Piper LLP
  • -
  • Australia, European Union, France, United Kingdom
  • -
  • December 11 2014

According to Reuters, France is leading efforts to adopt a financial transaction tax in the EU by 2016. (1292014) FTT. FCA consults on capital

Financial industry regulatory update

  • Reed Smith LLP
  • -
  • United Kingdom
  • -
  • December 10 2014

International regulatory bodies, working alongside their regional and national counterparts, have spent over six years attempting to mend the global

The UK and the EU: a financial services and economic perspective

  • Clifford Chance LLP
  • -
  • European Union, United Kingdom
  • -
  • December 10 2014

The UK’s economy and financial services sector are best served staying in the EU, Clifford Chance and the economics consultancy, Analytically Driven