We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 1,729

Financial Regulatory Developments 30 January - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 30 2015

PRA is consulting on how it should implement the Solvency 2 transitional measures for risk-free rates and technical provisions. It has published for

Embedding accountability within the financial services sector

  • Taylor Wessing
  • -
  • United Kingdom
  • -
  • January 28 2015

While commending companies and signatories for improvements made during 2014, the FRC is sending out a strong message that it intends to stamp out

Simplified, retrospective and still inconsistent

  • RPC
  • -
  • United Kingdom
  • -
  • January 23 2015

Despite laudable aims, yesterday's FCA guidance on what constitutes regulated advice was published alongside a report on the (perceived

White paper on the Prudential Regulatory Authority’s Consultation Paper on the Senior Insurance Managers Regime: a new regulatory framework for individuals

  • Clyde & Co LLP
  • -
  • United Kingdom
  • -
  • January 22 2015

On 26 November 2014 the Prudential Regulation Authority (PRA) issued a consultation paper on its proposals for a revised regulatory regime for senior

FCA CASS changes: 15 things left to do before June

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • January 20 2015

In June 2014, the Financial Conduct Authority (FCA) published its proposed changes to the bulk of the Client Assets module of the FCA Handbook of

This week at the UK regulators - 19 January 2015

  • Clifford Chance LLP
  • -
  • United Kingdom
  • -
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in

Effective complaint handling - what are the likely changes arising out of the FCA thematic review and the new consultation paper?

  • Eversheds LLP
  • -
  • United Kingdom
  • -
  • January 15 2015

The FCA published the results of its Complaint Handling thematic review in November (the Review). A consultation paper on improving complaint

Financial Regulatory Developments 9 January - Competition and Markets Authority (CMA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

CMA has published a draft order explaining how changes resulting from its investigation into private motor insurance will be introduced. In September

Financial Regulatory Developments 9 January - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

Following Treasury's announcement on the creation of criminal offences relating to additional benchmarks, FCA is consulting on updating its current

Financial Regulatory Developments 9 January - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • January 9 2015

FOS has published its proposed plans and budget for 201516 for public consultation and released updated figures for the current financial year. Next