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Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 27 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FOS has published its approved budget for 201516 taking into account the responses to its consultation on the topic. It has set a reduced

Financial Regulatory Developments 27 March - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

The UK Government and the insurance sector have jointly published a report titled "UK cyber security: the role of insurance in managing and

Financial Regulatory Developments 27 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

PRA has published its first set of final rules implementing the Senior Manager Regime (SMR) and certification regime for banks, building societies

Financial Regulatory Developments 20 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

Following Treasury's announcement that the SMR will apply to UK branches of overseas banks, FCA and PRA are consulting on how to implement the regime

Financial Regulatory Developments 13 March - Legislation

  • Dentons
  • -
  • United Kingdom
  • -
  • March 13 2015

Treasury has made the Solvency 2 Regulations 2015, which implement several aspects of the Solvency 2 Directive into UK law, including : PRA and FCA

Financial Regulatory Developments 6 March - Competition and Markets Authority (CMA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 6 2015

CMA is consulting on a change to the draft order on motor insurance, under which it will: ban agreements between price comparison websites and

Financial Regulatory Developments 27 February - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 27 2015

FOS has released the complaints data on individual financial businesses covering the six-month period from 1 July to 31 December 2014. The published

Financial Regulatory Developments 20 February - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 20 2015

PRA has written to directors of insurance companies updating them on progress towards Solvency 2 implementation. Its update covers: the effects of

Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA