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Results: 1-10 of 524

FCA and FRC sign MoU

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA and FRC have entered into a memorandum of understanding (MoU) setting out their respective statutory regulatory responsibilities and the

FCA publishes complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

FCA has published data setting out the firms and products in relation to which consumers complained most in the second half of 2012. Complaints

FCA speaks on the human face of regulation

  • Dentons
  • -
  • United Kingdom
  • -
  • April 19 2013

Martin Wheatley spoke on how FCA plans to use behavioural economics to inform its approach to regulation. He focused on how the best firms use

PRA consults on fees

  • Dentons
  • -
  • United Kingdom
  • -
  • April 12 2013

PRA's consultation on fees, like FCA's, confirms that some firms will still pay the minimum amount. It sets out the PRA fee-blocks and the amounts it

MoUs between regulators published

  • Dentons
  • -
  • United Kingdom
  • -
  • April 5 2013

Several Memoranda of Understanding (MoUs), providing the framework for co-operation under the new financial regulatory structure, have been published

Life under dual-regulation: how banks should adapt to the PRA

  • Dentons
  • -
  • United Kingdom
  • -
  • March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

FSA consults on warning notice publication

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA is consulting on how FCA will use its power to publish information about the content of a warning notice. The purpose of the power is to promote

Firms receive FCA classifications

  • Dentons
  • -
  • United Kingdom
  • -
  • March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

FCA and PRA rules published

  • Dentons
  • -
  • United Kingdom
  • -
  • March 15 2013

FSA has made a suite of instruments creating the PRA and FCA Handbooks and published a number of guides on using the new rules. The FSA website now

FSA updates on milestones

  • Dentons
  • -
  • United Kingdom
  • -
  • March 8 2013

FSA has updated its web page to show its performance against key milestones to the end of 2012. It will next update in April. (Source: FSA Updates on

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