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Financial Regulatory Developments 10 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 10 2015

FCA's latest policy development update highlights, for the next quarter policy statements on: Fees and levies; Whistleblowing; outstanding issues on

Financial Regulatory Developments 2 April - Treasury Select Committee (Treasury committee)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

Following the publication of the Davis report into FCA's mishandling of a pre-briefing of its Life Insurance Review in March 2014, the Treasury

Financial Regulatory Developments 2 April - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

The March edition of Ombudsman News contains case studies focusing on disputes arising from ISAs and savings accounts, farming and insurance and

Financial Regulatory Developments 2 April - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

FCA has published its policy statement and its made rules arising from four consultation papers on Solvency 2. The changes, and made rules, cover

Financial Regulatory Developments 2 April - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • April 2 2015

In conjunction with the consultations discussed under FCA above, PRA is consulting on how it intends to apply the Senior Insurance Managers Regime

Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID

Financial Regulatory Developments 27 March - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

FOS has published its approved budget for 201516 taking into account the responses to its consultation on the topic. It has set a reduced

Financial Regulatory Developments 27 March - Parliament

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

The UK Government and the insurance sector have jointly published a report titled "UK cyber security: the role of insurance in managing and

Financial Regulatory Developments 27 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 27 2015

PRA has published its first set of final rules implementing the Senior Manager Regime (SMR) and certification regime for banks, building societies

Financial Regulatory Developments 20 March - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • March 20 2015

Following Treasury's announcement that the SMR will apply to UK branches of overseas banks, FCA and PRA are consulting on how to implement the regime