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Results: 1-10 of 570

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

PRA has published an update on Solvency 2 implementation intended to be of use to firms planning to use an internal model. (Source: FCA Updates on

Financial Regulatory Developments 5 September - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FOS has published the latest complaints figures from financial institutions. FOS took on nearly 200,000 cases during the first half of 2014, 70 of

Financial Regulatory Developments 22 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

PRA has published a new update on the preparations for Solvency 2 implementation. It will hold a conference on 17 September to cover the IMAP

Financial Regulatory Developments 15 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 15 2014

FCA has fined Stonebridge International Insurance Limited £8,373,600 in relation to sales of accident insurance products. It found that, for a period

Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million

Financial Regulatory Developments 1 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 1 2014

Following Treasury's consultation on implementation of the Bank Recovery and Resolution Directive (BRRD) (see FReD 25 July), PRA has now published

Financial Regulatory Developments 25 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

FCA has: published the results of its thematic review into offers of enhanced transfer values (ETVs) when financial advisers try to persuade

Financial Regulatory Developments 25 July - HM Treasury (Treasury)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 25 2014

Treasury has published a new Insurance Bill to take account of the recommendations of the Law Commission on insurance law reform. The Bill has three

Financial Regulatory Developments 18 July - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • July 18 2014

FCA has published a review of how firms use dealing commission. It found too few firms properly consider the added value and cost of research paid