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Financial Regulatory Developments 24 October - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 24 2014

Andrew Bailey's speech at the City Banquet struck a note of cautious optimism for financial markets and regulation, after 18 months of regulation

Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have

Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to

Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will

Financial Regulatory Developments 3 October - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • October 3 2014

Mark Carney, BoE's governor, has addressed the Institute and Faculty of Actuaries on reforms to the insurance industry, including re-introduction of:

Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments

Financial Regulatory Developments 5 September - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

PRA has published an update on Solvency 2 implementation intended to be of use to firms planning to use an internal model. (Source: FCA Updates on

Financial Regulatory Developments 5 September - Financial Ombudsman Service (FOS)

  • Dentons
  • -
  • United Kingdom
  • -
  • September 5 2014

FOS has published the latest complaints figures from financial institutions. FOS took on nearly 200,000 cases during the first half of 2014, 70 of

Financial Regulatory Developments 22 August - Prudential Regulation Authority (PRA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 22 2014

PRA has published a new update on the preparations for Solvency 2 implementation. It will hold a conference on 17 September to cover the IMAP

Financial Regulatory Developments 15 August - Financial Conduct Authority (FCA)

  • Dentons
  • -
  • United Kingdom
  • -
  • August 15 2014

FCA has fined Stonebridge International Insurance Limited £8,373,600 in relation to sales of accident insurance products. It found that, for a period