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FCA speaks on insurance challenges

Dentons
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United Kingdom
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May 17 2013

Martin Wheatley spoke on changes to UK insurance regulation. He mentioned in particular FCA's thematic review of how companies deal with claims and

Treasury Committee raises concerns over Solvency 2

Dentons
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European Union, United Kingdom
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May 3 2013

Andrew Tyrie, Chairman of the Parliamentary Commission on Banking Standards at the Treasury Committee, has written to Andrew Bailey, PRA CEO, with

Firms receive FCA classifications

Dentons
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United Kingdom
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March 22 2013

FSA has written to firms explaining: FCA's approach to supervision; the firm's conduct and prudential category; what this means for the firm

ABI publishes Equality Act good practice guide

Dentons
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United Kingdom
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July 13 2012

ABI has published a guide of good practices for insurers to comply with the Equality Act 2010 in respect of each of the “protected characteristics”

FSA delays high earners report requirement for some firms

Dentons
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United Kingdom
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January 4 2013

FSA is offering firms with accounting reference dates that fall on 30 September or 31 October a modification by consent of the requirement to submit a

Life under dual-regulation: how banks should adapt to the PRA

Dentons
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United Kingdom
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March 25 2013

The Financial Services Act 2012 (FS Act) received Royal Assent just before Christmas 2012 and will, for the most part, take effect on 1 April 2013

FSA makes new rules

Dentons
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United Kingdom
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November 9 2012

At FSA's September and October Board Meetings, it made several sets of new rules

Treating Customers Fairly getting the board on board

Dentons
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United Kingdom
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March 10 2009

FSA’s recently published business plan for the next year confirms the TCF supervisory messages it has increasingly emphasised in recent speeches

UK financial sanctions: the regime and the regulator

Dentons
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United Kingdom
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June 12 2009

Compliance with financial sanctions has made its way up the UK financial regulatory agenda

FSA fines and bans compliance officer for APER breach

Dentons
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United Kingdom
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November 25 2011

FSA has fined Dr Sandradee Joseph £14,000 and banned her from performing any significant influence function in regulated financial services

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Search results

FCA speaks on insurance challenges

Treasury Committee raises concerns over Solvency 2

Firms receive FCA classifications

ABI publishes Equality Act good practice guide

FSA delays high earners report requirement for some firms

Life under dual-regulation: how banks should adapt to the PRA

FSA makes new rules

Treating Customers Fairly getting the board on board

UK financial sanctions: the regime and the regulator

FSA fines and bans compliance officer for APER breach

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