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FSA signs MoU with Korea

Dentons
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South Korea, United Kingdom
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December 9 2011

FSA and the financial regulators of the Republic of Korea have signed a MoU setting out how they will share information and cooperate on enforcement

FSA appoints Paul Stockton to FSCS board

Dentons
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United Kingdom
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December 9 2011

FSA has appointed Paul Stockton as non-executive director of the Financial Services Compensation Scheme

FSA appoints new FOS chair

Dentons
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United Kingdom
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November 25 2011

Sir Nicholas Montagu KCB is the new chairman of the Financial Ombudsman Service (FOS

FSA finalises guidance on standardised approach

Dentons
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United Kingdom
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November 11 2011

FSA has published its finalised guidance on the standardised approach to operational risk

FSA announces re-start of FSCS funding review

Dentons
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United Kingdom
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October 7 2011

FSA has decided to relaunch its review of the Financial Services Compensation Scheme (FSCS) Funding Model, which originally began in 2009

FSA makes final remuneration guidance

Dentons
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United Kingdom
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October 7 2011

FSA has published the final version of its “Dear CEO” letters setting out how it plans to assess whether firms have complied with the rules on setting remuneration under the Remuneration Code

FSA creates CASS information page

Dentons
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United Kingdom
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October 7 2011

FSA has created a page of information about the CASS operational oversight function (CF10a), which applies from 1 October

FSA publishes final notices

Dentons
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United Kingdom
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September 23 2011

FSA has published final notices confirming the public censure on Jason Geddis following the Tribunal decision on a suitable sanction (see FReD 9 September) and confirming the £2 million fine and ban on Michiel Visser and the £100,000 fine and ban on Oluwule Fagbulu following the Tribunal decision on a suitable sanction (see FReD 19 August

FSA cancels regulated activities permission

Dentons
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United Kingdom
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August 5 2011

FSA has cancelled Brockhurst Financial Limited's part IV permission as a result of its failure to comply with the Threshold Conditions

FSB launches peer review on deposit insurance systems

Dentons
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United Kingdom
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July 8 2011

FSB has launched a review of deposit insurance systems in its member jurisdictions