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FSA consults on guidance on liquidity swaps

Dentons
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United Kingdom
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July 29 2011

FSA has published a guidance consultation on the prudential treatment of liquidity swaps

FSA makes FSCS appointments

Dentons
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United Kingdom
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July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme

FSA makes new rules

Dentons
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United Kingdom
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July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules

FSA bans firm for failing to pay skilled person

Dentons
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United Kingdom
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June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report

FOS publishes legal expenses resource

Dentons
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United Kingdom
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June 10 2011

FOS has published its technical resource on how it typically deals with complaints involving legal expenses insurance

FSA publishes decision notices before tribunal hearing

Dentons
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United Kingdom
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May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal

FSA makes auditors' report rules

Dentons
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United Kingdom
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April 1 2011

FSA has made its final rules on auditors' client money reports

FSA publishes complaints data

Dentons
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United Kingdom
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April 1 2011

FSA has published firm complaints data for the second half of 2010

Complaints Commissioner recommends settlement notes

Dentons
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United Kingdom
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April 1 2011

The Complaints Commissioner has suggested FSA should consider agreeing a final note of any discussions leading to a final decision in an enforcement investigation

Complaints Commissioner orders FSA to apologise for evening courier

Dentons
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United Kingdom
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March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm

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