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FSA consults on guidance on liquidity swaps

  • Dentons
  • -
  • United Kingdom
  • -
  • July 29 2011

FSA has published a guidance consultation on the prudential treatment of liquidity swaps

FSA makes FSCS appointments

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

FSA has announced three new appointments to the board of the Financial Services Compensation Scheme

FSA makes new rules

  • Dentons
  • -
  • United Kingdom
  • -
  • July 1 2011

At FSA’s Board Meeting on 23 June it made the following new rules

FSA bans firm for failing to pay skilled person

  • Dentons
  • -
  • United Kingdom
  • -
  • June 24 2011

FSA has cancelled the permission of a firm that had failed to pay for a required “skilled persons” report

FOS publishes legal expenses resource

  • Dentons
  • -
  • United Kingdom
  • -
  • June 10 2011

FOS has published its technical resource on how it typically deals with complaints involving legal expenses insurance

FSA publishes decision notices before tribunal hearing

  • Dentons
  • -
  • United Kingdom
  • -
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal

Complaints Commissioner recommends settlement notes

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

The Complaints Commissioner has suggested FSA should consider agreeing a final note of any discussions leading to a final decision in an enforcement investigation

FSA makes auditors' report rules

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

FSA has made its final rules on auditors' client money reports

FSA publishes complaints data

  • Dentons
  • -
  • United Kingdom
  • -
  • April 1 2011

FSA has published firm complaints data for the second half of 2010

Complaints Commissioner orders FSA to apologise for evening courier

  • Dentons
  • -
  • United Kingdom
  • -
  • March 18 2011

The Complaints Commissioner has upheld a complaint about delivery of a courier package relating to an enforcement investigation from it to a private residence after 9.00pm